While the financial planning industry clings to the more lucrative asset-based fee model, a steady push toward flat fees is gaining steam.
InvestmentNews is proud to present our fifth annual Excellence in Diversity, Equity and Inclusion Award individual winners and firm finalists. The 15 individuals and 15 firms are superstars when it comes to boosting awareness of the need and the importance of creating a more diverse financial advice profession.
As Brown Capital Management has grown, founder Eddie Brown has also seen his appreciation for being able to 'pay it forward' grow as well.
Here are 5 steps financial advisers can take to promote diversity, inclusion and belonging.
J.P. Morgan hired Boaz Lahovitsky from Vanguard in 2020 to oversee the call center and video conferencing program.
Proposed legislation in Kentucky that would tax services including financial planning and investment management could significantly harm the way Kentuckians save and plan for retirement.
A new survey of some 4,300 financial advisers and students found that a lack of financial assistance was the No. 1 barrier to entry into the industry, with nearly half of the respondents citing finances as a top concern.
The most productive use of an adviser's time is not spending it with current clients, it's attracting new ones.
The risk-analysis platform plans to more than double its bond coverage by adding 800,000 more individual bonds this year.
See the payout grids for 49 IBDs, based on data the firms provided to InvestmentNews Research.
Outside information about investing and markets can unsettle clients, and an important part of the job is encouraging them to tune that out.
The proposal, which goes after households worth at least $100 million, enters unprecedented territory by trying to tax unrealized gains.
Advisers need to learn to help ultra-high-net-worth families achieve and maintain a sense of shared purpose and stewardship around legacies.
Leslie Shenkler and Daryl Lipkin are setting up shop as Alcove Private Wealth in Princeton, New Jersey.
As mortgage rates hit a two-year high, financial advisers are weighing the pros and cons of whether clients should refinance or downsize.
The biggest U.S. bank will hire a third party to perform the audit and publish a report on the results by the end of this year.
The Baton Rouge, Louisiana-based Hays Breard Financial Group is joining Cetera’s Summit Financial.
The initiative was originally launched with existing technology in 2020 and through a partnership with InvestCloud, is now ready to onboard new clients.
Women Adviser Summit panelists say the financial planning industry needs more advisers focusing on the LGBTQ-plus community.
The shift from having taxes withheld to making estimated tax payments can be challenging for people entering retirement.
