Scottsdale-based One2One Wealth Strategies will align with Mariner Advisor Networks, which will provide portfolio consulting and tax services.
William Anderson, who had been affiliated with Edward Jones since 2002, will operate as S.W. Anderson Financial in Salt Lake City.
C&N Wealth Management, a unit of Pennsylvania-based Citizens & Northern Corp., will use LPL’s institutional platform.
It's all part of the push by the private equity-owned network of independent broker-dealers toward an initial public offering.
Stephen Walker and Wes Alston operate as Walker Alston Financial Group in San Antonio, Texas.
Toledo, Ohio-based Financial Design Group has 14 advisors. Over the winter, recruiters had cited LPL as one of the firms likely to target Securian advisors.
If financial advisors don't seek the firm's approval, they risk running afoul of securities regulators, Cetera said.
Kemp Cunningham, with $125 million in assets, will operate as Emerald River Wealth Management in Granger.
New York-based Steven M. Rozencwaig will join the firm’s Manhattan office.
Bellevue, Washington-based SC Financial Group was founded in 2008 and has four advisors.
Focus Financial is going private. There’s a banking crisis. What has the impact been on these companies?
The rep at Hornor Townsend & Kent sold securities known as Future Income Payments; according to the Department of Justice, that was a nationwide Ponzi scheme.
Money Matters, a firm with offices in Florida and Alabama, is led by Ron Clark and George Brkljacic.
Research from Advisor Growth Strategies sees smaller firms facing increased pressure to grow or specialize to meeting rising client expectations.
The firm will continue to benefit from interest rates than are higher right now than any time since before the credit crisis, according to CFRA analyst Michael Elliott.
The father-son pair, David and Paul Gwidt, will operate as Gwidt Wealth Management Group in Racine, Wisconsin.
Lucas Mijares and Jesse Ettlin are launching Zion Capital Wealth Management in Grass Valley, California, and aligning with Mariner Advisor Network.
The rating agency cites the positive impact of the firm's deal to acquire the wealth management business of Securian Financial Group.
The bank has been investing heavily in its wealth management group for more than a decade.
Nick Lalonde is launching Third Act Wealth Management in Dallas.
