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Site Map for January 2025
Date
Title
Jan 31, 2025
When higher fees build client trust
Jan 31, 2025
Summit Financial and The Wealth Alliance unveil strategic growth partnerships
Jan 31, 2025
Advisor industry bands together for pass-through deduction parity
Jan 31, 2025
Record prices forcing advisors to consider gold exposure
Jan 31, 2025
Fourth-quarter frenzy pushed RIA M&A to a record 2024, DeVoe says
Jan 31, 2025
Leave 401(k)s alone, ICI report urges policymakers
Jan 31, 2025
Lenox, Matter Family Office announce C-suite updates
Jan 31, 2025
LPL, Raymond James report strong growth in last three months of 2024
Jan 31, 2025
Investor confidence in venture capital rises as dealmaking nears three-year high
Jan 30, 2025
Alts shops have their eyes on advisors
Jan 30, 2025
Alternative assets to gain share in client portfolios, say advisors
Jan 30, 2025
Orion, Pontera strike new integration partnership
Jan 30, 2025
AlphaCore widens West Coast wealth footprint
Jan 30, 2025
$55B alternatives firm New Mountain launches RIA support platform
Jan 30, 2025
Advisors explain how to keep intra-family loans from fracturing relationships
Jan 30, 2025
Family office Pitcairn wades into RIA business with Brightside Partners deal
Jan 30, 2025
Asset managers have re-focused their investment priorities amid AI surge
Jan 30, 2025
Finra reports rising risks from AI, cybersecurity, investment fraud
Jan 29, 2025
Trump in Schwab tie-up for $250m financial services offering
Jan 29, 2025
Southwest Airlines hit with ERISA class action over alleged 401(k) fund mismanagement
Jan 29, 2025
Nominations for the first $100M Club: Top Female Advisors now open
Jan 29, 2025
Federal Reserve reveals first rate decision for 2025
Jan 29, 2025
Financial advisors weigh rebound in REITs after lackluster year
Jan 29, 2025
Why advisors may be falling short of clients' planning expectations
Jan 29, 2025
Dynasty welcomes ex-Goldman Sachs team in Washington, DC
Jan 29, 2025
$1B Salient Wealth Planning Group joins LPL from Osaic
Jan 29, 2025
Sequoia secures first stake in Minnesota with $3.8B Carlson Capital Management
Jan 29, 2025
New Edge Wealth, EP Wealth announce managing director hires
Jan 29, 2025
What are the key trends that JPMorgan sees for alternatives in 2025?
Jan 29, 2025
How consumers are using their credit cards suggests elevated financial stress
Jan 29, 2025
Taylor Matthews on what's behind Farther's rapid growth
Jan 28, 2025
Annuity sales surged to a $432.4B high in 2024
Jan 28, 2025
Changes in fees are coming for advisors. What will that look like?
Jan 28, 2025
KKR hires exec to focus on 401(k) market
Jan 28, 2025
Beyond the junk label: mastering high-yield bonds to deliver client value
Jan 28, 2025
Leaked HSBC memo shows bank making huge cuts in UK and US to focus on Asia
Jan 28, 2025
Dynasty welcomes $6.4B SageSpring Wealth Partners from Raymond James
Jan 28, 2025
Carson Group widens California footprint
Jan 28, 2025
Mission Wealth expands in Texas with Logic Capital merger
Jan 28, 2025
Osaic bolsters credit union presence with Navy Federal partnership
Jan 28, 2025
Nvidia stock slumps 17% amid DeepSeek shock, but rival shows cracks
Jan 28, 2025
US banks continue to face challenges, but are better times ahead?
Jan 28, 2025
Trust Solutions for RIAs: Build vs. Outsource – Which Is Right for Your Firm?
Jan 27, 2025
RIAs name their top technologies as Wall Street watches earnings, AI battle
Jan 27, 2025
JPMorgan Chase sued over use of forfeited 401(k) assets
Jan 27, 2025
Andrew Left calls for SEC clarity on public investor statements
Jan 27, 2025
Former Hightower advisor scores substantial victory in non-compete lawsuit
Jan 27, 2025
Despite market selloff DeepSeek won't deep-six the bulls, analysts say
Jan 27, 2025
Orion doubles down on data with Snowflake partnership
Jan 27, 2025
Arax, LPL announce billion-dollar additions
Jan 27, 2025
Hedge funds hit a $4.5T high note in 2024
Jan 27, 2025
New role for Miller as Janney announces major leadership change
Jan 27, 2025
Six in 10 people think they need to save 30 annual salaries for retirement
Jan 27, 2025
Why wealth advisors should care about the future of federal tax policy
Jan 27, 2025
The strongest hand: US resilience and advisor strategies
Jan 24, 2025
Fintech firms wealth.com, Vanilla announce key updates
Jan 24, 2025
New Hampshire seeks to penalize New England B-D over private placement sales
Jan 24, 2025
Texas ramps up ESG pressure on Wall Street over DEI efforts
Jan 24, 2025
Odds of recession low in coming year, advisors say
Jan 24, 2025
Independent Advisor Alliance, Compound Planning hail 2024 milestones
Jan 24, 2025
CFP Board reveals leading firms in new certificants
Jan 24, 2025
Vanguard fund close to toppling world's largest ETF
Jan 24, 2025
Focus Partners Wealth acquires $4.16B Merriman
Jan 24, 2025
As rent growth slows to 14-year low, where are investors seeing the best returns?
Jan 24, 2025
Capital Group expands retirement planning services for financial advisors
Jan 24, 2025
Net flows are key to value
Jan 23, 2025
What rising complexity in ETFs means for investors
Jan 23, 2025
Which wealth management teams are the best?
Jan 23, 2025
Emigrant Partners takes minority stake in Novare Capital Management
Jan 23, 2025
SEC bars faith-based advisor who sold phony promissory notes
Jan 23, 2025
Commodities are booming but too risky for most clients, advisors say
Jan 23, 2025
$10B Merit sharpens growth focus with new M&A lead
Jan 23, 2025
Nationwide president and COO John Carter to step down
Jan 23, 2025
Carson Wealth kicks off 2025 deal calendar with $1B Chicago office acquisition
Jan 23, 2025
Retirement conundrum: crippling health care costs or start dumping assets?
Jan 23, 2025
Income growth, market performance keeps middle-class wealth on track
Jan 23, 2025
SCOTUS hears Cornell case with potential consequences for retirement plan litigation
Jan 22, 2025
Poll reveals trust trumps performance in investor-advisor relationships
Jan 22, 2025
Pension funds push once again for private equity transparency
Jan 22, 2025
Schwab latest to spiff up financial advisor platform for alts
Jan 22, 2025
T. Rowe Price: Income solutions, emergency savings in retirement spotlight in 2025
Jan 22, 2025
How the California wildfires have sparked charitable conversations
Jan 22, 2025
Revealed: the fastest-growing fee-only RIAs of 2024
Jan 22, 2025
Bogart Wealth eyes more growth with minority staking deal
Jan 22, 2025
Kingswood, CG Financial announce leadership appointments
Jan 22, 2025
Fastest-Growing Fee-Only RIAs in the USA
Jan 22, 2025
Investors remain bullish with high expectations for the market this quarter
Jan 22, 2025
Shipley takes CIO role as $11B Coldstream expands senior leadership
Jan 21, 2025
Trump's executive orders no golden ticket for energy stocks
Jan 21, 2025
LPL doubles down on advisor growth with digital platform boost
Jan 21, 2025
It’s a seller’s market for RIAs in 2025, report says
Jan 21, 2025
Retire on your terms: take control with a continuity plan
Jan 21, 2025
Mark Uyeda-led SEC launches crypto task force
Jan 21, 2025
Envestnet taps tech veteran Chris Todd as new CEO
Jan 21, 2025
Hedge fund investors have lost over half their gains to fees, finds study
Jan 21, 2025
SEC rules RIAs need to keep in mind in 2025
Jan 21, 2025
Ed Slott talks about RIAs and IRAs
Jan 21, 2025
Mark Uyeda appointed acting SEC chair as Gary Gensler steps down
Jan 21, 2025
How do business leaders see the global economy unfolding in 2025?
Jan 21, 2025
US firms lead ranking of world's most valuable brands, but who's in the top five?
Jan 17, 2025
AI insights survey exposes split between RIAs and enterprise advisors
Jan 17, 2025
Rockefeller bolsters wealth division with Morgan Stanley, JPMorgan additions
Jan 17, 2025
Vanguard to pay more than $100M over target-date fund violations
Jan 17, 2025
Referrals may not be the practice builders they once were
Jan 17, 2025
SEC slams Wells Fargo, Merrill with $60 million in penalties over clients’ cash
Jan 17, 2025
Nepsis unveils new national headquarters in Minneapolis
Jan 17, 2025
LPL to pay $18M over AML program deficiencies
Jan 17, 2025
How Quad-A is working to close the Black wealth gap
Jan 17, 2025
NYC advisors ignored vulnerabilities in models for four years, fined $90M
Jan 17, 2025
Over 50s are ready to leave work, but it's about money not retirement
Jan 16, 2025
How RIA leaders should be navigating regulatory shifts in 2025
Jan 16, 2025
Financial firms' war for wallet share intensifies with households cutting ties
Jan 16, 2025
Morgan Stanley wants loan growth. Merrill sells more alts
Jan 16, 2025
CFP Board hails banner 2024 with more than 103,000 certificants
Jan 16, 2025
RIAs confident, not complacent, about market gains after election
Jan 16, 2025
RBC Wealth Management lands elite $1.2B team from JPMorgan
Jan 16, 2025
iCapital targets KYC, AML with deal for 'passport' tech provider
Jan 16, 2025
Wealth Enhancement and Farther make milestone acquisitions
Jan 16, 2025
Better-off Americans cut back on spending which could foretell bad news
Jan 16, 2025
US military veterans are in better financial shape than the rest of us
Jan 15, 2025
After 2024 surge, active ETFs poised to surpass passive strategies
Jan 15, 2025
Focus resumes intra-network consolidation with SCS mergers
Jan 15, 2025
IRS, Treasury propose guidance for auto enrollment, catch-up contributions
Jan 15, 2025
Baird expands in Massachusetts with new location in Danvers
Jan 15, 2025
Wells Fargo keeping focus on independent advisors in 2025
Jan 15, 2025
Retiring wealth managers keeping M&A market hot, study shows
Jan 15, 2025
Ex-Raymond James, Merrill advisors depart for LPL
Jan 15, 2025
Corient snaps up $10.4B multi-family office in NYC
Jan 15, 2025
Integrated Partners adds $1B AUM firm on West Coast in 'significant expansion'
Jan 15, 2025
How can advisors engage the next generation about wealth management?
Jan 14, 2025
Advisors eyeing bigger private-market allocations, says Blackstone
Jan 14, 2025
New Prudential, Dimensional Funds partnership brings retirement income to managed accounts
Jan 14, 2025
John Hancock goes for startup 401(k)s in deal with Vestwell
Jan 14, 2025
How Elevation Point is building growth momentum in 2025
Jan 14, 2025
Clients’ GWG bond claims may be small but pack a wallop
Jan 14, 2025
Wealth Enhancement Group plants third stake in Oregon
Jan 14, 2025
Mariner adds another $1B in deal trifecta
Jan 14, 2025
Waverly, Carson announce latest acquisitions
Jan 14, 2025
What advisors and wealth firms should know about AI in 2025
Jan 14, 2025
SEC fines investment advisors, broker-dealers $63M for record-keeping failures
Jan 14, 2025
Robinhood fined $45M for multiple violations of securities law
Jan 14, 2025
World Investments acquires $190M AUM firm from Osaic network
Jan 14, 2025
AI powers new tech for advisors to manage tax, research and more
Jan 13, 2025
Exiting Biden administration approves one last round of student debt relief
Jan 13, 2025
401(k) ESG lawsuit order cites 'cartel-like behavior,' could prompt more litigation
Jan 13, 2025
Munis’ prized January returns threatened by expected Fed pause
Jan 13, 2025
Bridging the confidence gap: financial literacy vs. investor overconfidence
Jan 13, 2025
Finra tags South Florida BD with $105,000 in penalties linked to margin accounts.
Jan 13, 2025
Stephen Langlois stepping down as Kestra Financial bares transition plans
Jan 13, 2025
Oct 16, 2024 | CAIS E6 | Guest: Robert Collins, Partner, Partners Group
Jan 13, 2025
Financial advisors keeping close eye on rising 'fear index'
Jan 13, 2025
IRS provides relief to taxpayers hit by California fires
Jan 13, 2025
BMO Capital Markets to pay $40M in SEC settlement
Jan 13, 2025
Oct 16, 2024 | CAIS E4 | Guest: Dayna (Siegel) Kleinman, Managing Director and Head of Business Development - Wealth Management Solutions, Monroe Capital
Jan 13, 2025
MAI Capital Management snaps up $662M Concentric
Jan 13, 2025
Oct 16, 2024 | CAIS E3 | Guest: Michael J. Vogelzang, CFA, Chief Investment Officer, CAPTRUST
Jan 13, 2025
Oct 16, 2024 | CAIS E2 | Guest: Luke Doedtman, CFP®, Certified Financial Planner, Brücke Financial, Inc.
Jan 13, 2025
Snowden Lane advisors, employees now own more of their firm
Jan 13, 2025
BofA consumer investments business soars to more than $500B
Jan 13, 2025
Oct 16, 2024 | CAIS E1 | Guest: Dave Donahoo, CFA, Head of US Wealth Management, Franklin Templeton
Jan 10, 2025
ETFs post blockbuster year in 2024, says SSGA
Jan 10, 2025
InvestCloud, WealthFeed lock in new partners
Jan 10, 2025
Texas court rules against American Airlines in ESG 401(k) plan case
Jan 10, 2025
Kick-start the new year with these four financial resolution topics
Jan 10, 2025
Janney hails 2024 recruitment season with 27 advisor additions
Jan 10, 2025
Wealth managers planning to add to ranks in 2025
Jan 10, 2025
Raymond James could be on the hook for $40 million in additional penalties
Jan 10, 2025
Don't rub SALT cap expansion in US tax system's wounds, urges CRFB
Jan 10, 2025
Dodge & Cox reveals CEO Dana Emery to step down
Jan 10, 2025
S&P 500 erases 2025 gains on jobs blowout
Jan 10, 2025
Wealth Enhancement Group tops $103B in assets with Ohio acquisition
Jan 10, 2025
Captrust welcomes $300M Wealth Covenant Group
Jan 10, 2025
Tariffs, tax policies among biggest concerns for mid-market CEOs
Jan 10, 2025
Man denied chance to find $700M bitcoin fortune tossed in the trash by ex
Jan 09, 2025
Bison Wealth takes 'next natural step' to form $3B firm
Jan 09, 2025
UBS reportedly close to settling Credit Suisse tax charges with Justice Department
Jan 09, 2025
What's next for the annuities space in 2025?
Jan 09, 2025
Blackstone’s latest fund rakes in cash, sells more than $1B
Jan 09, 2025
Presenting America’s best financial professionals for 2024
Jan 09, 2025
Cerity Partners gets boost in Boston with Prio Wealth merger
Jan 09, 2025
Over half of advisors warming up to crypto after Trump's election win, finds survey
Jan 09, 2025
Wealth managers reject bearish arguments as S&P goes for 'three-peat'
Jan 09, 2025
Mariner adds $292B with mega-deal for Cardinal Investment Advisors
Jan 09, 2025
What fiduciary advisors can learn from Jimmy Carter
Jan 09, 2025
Coldstream welcomes Seattle firms on continued Pacific Northwest push
Jan 09, 2025
Savvy Advisors crosses $1B milestone to close 2024
Jan 09, 2025
Edward Jones to pay $17M to settle mutual fund fee overcharging probe
Jan 09, 2025
Why some wealthy Americans are looking for new citizenship as Trump 2.0 nears
Jan 09, 2025
Market Outlook - Q4 2024
Jan 08, 2025
Advisors rush to reach clients affected by LA fires
Jan 08, 2025
Liz Miller begins tenure as 2025 CFP Board chair
Jan 08, 2025
Father-son advisor team finds new home at LPL
Jan 08, 2025
Ads showing dollars on fire lands robo-advisor firm in hot water
Jan 08, 2025
Analyst cites LPL, Robinhood, Wells Fargo among top picks for 2025.
Jan 08, 2025
Big tech lovers and abstainers fuel record boom for Invesco ETFs
Jan 08, 2025
Creative Planning lands $1.3B Wisconsin firm
Jan 08, 2025
Closed-end fund investors seeking to build on solid 2024 returns
Jan 08, 2025
MetLife to acquire $6B portfolio management teams from Mesirow
Jan 08, 2025
Merrill sharpens ultra-high-net-worth focus with new advisory group
Jan 08, 2025
Sanctuary Wealth welcomes former Truist Wealth advisors as first partners for 2025
Jan 08, 2025
After 15 years of stealthy growth, $47B Benjamin F. Edwards opens 100th location
Jan 08, 2025
Advisors 'aggressively' planning to increase use of alts products, report says
Jan 08, 2025
AmeriFlex CEO says more advisors seeking support, pushing AUA to new record
Jan 08, 2025
Women to Watch Awards
Jan 08, 2025
Investment News Awards 2025
Jan 07, 2025
Pontera lands another 401(k) partnership with Hightower Advisors
Jan 07, 2025
Envestnet's Anur reprises COO role at rival fintech Orion
Jan 07, 2025
JPMorgan Chase adds to US defection from Net-Zero Banking Alliance
Jan 07, 2025
Carson Group cements advisor commitment with $1B Iowa firm acquisition
Jan 07, 2025
EP Wealth makes Midwestern splash with $1.6B Executive Wealth Management
Jan 07, 2025
Senior executive at B. Riley’s RIA latest to bolt
Jan 07, 2025
Northwestern Mutual makes private-credit push with Sixth Street partnership
Jan 07, 2025
Winklevoss twins’ Gemini to pay $5M in CFTC settlement
Jan 07, 2025
PE-backed Merit seals deal for $773M Zimmermann Investment Management
Jan 07, 2025
Spreading JOY with Larry Sprung!
Jan 07, 2025
$70B Mercer Advisors starts off 2025 with bicoastal additions
Jan 07, 2025
Aging advisors face a decision: Retire or keep current
Jan 07, 2025
MAI Capital Management snaps up Garrison Asset Management
Jan 07, 2025
Next-gen leadership as $750M wealth firm transitions to 100% employee owned
Jan 07, 2025
Weiss to lead family wealth at KeyBank's multi-family office business
Jan 06, 2025
Citi, JPMorgan make key leadership hires
Jan 06, 2025
PE industry hopeful about 401(k)s in second Trump administration
Jan 06, 2025
LPL, Raymond James kick off 2025 recruitment with high-net-worth additions
Jan 06, 2025
Compliance firm sues BD over alleged unpaid fees
Jan 06, 2025
Mesirow wades deeper into alternatives with Bastion Management
Jan 06, 2025
$18B RIA Homrich Berg welcomes tax planning lead to boost UHNW service
Jan 06, 2025
How advisors are finding fixes for retirees squeezed by inflation
Jan 06, 2025
Stifel sharpens focus on healthcare, tech deals with strategic acquisition
Jan 06, 2025
Gold investors stay bullish for 2025 on expected Trump turbulence
Jan 06, 2025
Dynasty taps Raymond James alum to lead advisor transitions
Jan 06, 2025
Focus extends merger strategy with Cardinal Point
Jan 06, 2025
Biden signs Social Security Fairness Act
Jan 06, 2025
Family office of former Blackstone rainmaker bids for wealth manager
Jan 06, 2025
ICE stats reveal 10 US housing markets with the biggest annual gains
Jan 03, 2025
How can advisors ‘elevate’ the client experience?
Jan 03, 2025
Finra ends year with penalties against big banks
Jan 03, 2025
Market disappoints with another loss, no wonder sentiment is weakening
Jan 03, 2025
Women-focused wealth firms combine to bolster strength in Bay Area
Jan 02, 2025
Verizon, State Street sued over pension-risk transfer to Prudential, RGA
Jan 02, 2025
Finra panel rules Wells Fargo on hook for $3.4 million in claim over elderly client’s account
Jan 02, 2025
Advisors share their New Year's resolutions for 2025
Jan 02, 2025
Women, younger collectors are sculpting a new art investment market
Jan 02, 2025
Generation Beta has arrived, planning for their financial future should start now
Jan 01, 2025
Turnover at the top
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