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Site Map for December 2024
Date
Title
Dec 24, 2024
Rethinking Charitable Giving
Dec 24, 2024
Social Security Fairness Act awaits Biden's approval
Dec 24, 2024
That's a wrap for 2024
Dec 23, 2024
MetLife buying PineBridge in asset management push
Dec 23, 2024
Bitcoin has first weekly drop since election
Dec 23, 2024
Star Stifel broker in Miami at center of two more client complaints totaling $6M
Dec 20, 2024
Wells Fargo, LPL paying $900K each over incomplete trading data to SEC
Dec 20, 2024
Edward Jones, Osaic, and Cambridge repaying $8.2M in mutual fund charges to clients
Dec 20, 2024
Three key trends that will drive advisors’ planning in 2025
Dec 20, 2024
Deutsche Bank fined $4M over delayed reporting of suspicious activity
Dec 20, 2024
Leadership changes at Cetera as Taylor prepares for retirement
Dec 20, 2024
Is there still a chance of a Santa rally even with the current downbeat mood?
Dec 20, 2024
Public sector workers to see $4.3B student debt canceled
Dec 20, 2024
Bitcoin ETFs suffer record daily $680M outflow
Dec 20, 2024
Private credit could double to $40T in the next five years
Dec 20, 2024
FedEx shares surge as firm plans $30B freight IPO
Dec 19, 2024
Anger over health insurance could prompt shareholder action
Dec 19, 2024
With two weeks to spare, RIA M&A activity hits new all-time high in 2024
Dec 19, 2024
Cetera welcomes Citadel, Lighthouse to credit union partner network
Dec 19, 2024
What new RIAs should be prioritizing in 2025
Dec 19, 2024
Captrust adds nearly $2B in assets in latest double-deal
Dec 19, 2024
Office properties poised for 2025 revival as other REIT segments face trouble
Dec 19, 2024
Orion set to snap up RIA tech provider Summit Wealth Systems
Dec 19, 2024
Edward Jones’ effort to go upscale means more – lots more – CFPs
Dec 19, 2024
Concurrent taps OneDigital's David Montgomery to lead retirement business
Dec 19, 2024
InvestCloud claims industry first with private-markets account offering
Dec 19, 2024
How advisors can help clients navigate a divorce during the holidays
Dec 19, 2024
Treasury markets could see a calm 2025, says JPMorgan's Michele
Dec 19, 2024
CFP Board floats changes to competency standards
Dec 19, 2024
Another intra-network RIA merger at Focus Financial
Dec 19, 2024
Fed's inflation target has 'kind of fallen apart' admits Powell
Dec 19, 2024
Kingswood US rounds up 2024 with 28 advisors, $1.4B AUM recruited
Dec 19, 2024
Industry veteran Meehan to spearhead recruitment at Berthel Fisher
Dec 19, 2024
Were Wall Street traders caught out by Fed's tone?
Dec 19, 2024
Biden commits to new emissions targets in defiant swansong move
Dec 19, 2024
Fintech startup Chime said to be planning IPO
Dec 18, 2024
Tifin, Future Capital strike retirement plan advisory partnerships
Dec 18, 2024
New bipartisan bill seeks to simplify retirement savings for seniors
Dec 18, 2024
Human capital report reveals concerning setbacks for RIAs
Dec 18, 2024
Warren calls for action on insurers overcharging Medicare
Dec 18, 2024
How do CFA pros see AI, ESG, and the value of the CFA mark?
Dec 18, 2024
Alternatives still in the mix for advisors in 2025, despite bull run
Dec 18, 2024
Fed unveils December rate decision to cap off 2024
Dec 18, 2024
Ex advisor gets two years in prison for running fraudulent auto fund
Dec 18, 2024
How do your clients judge you?
Dec 18, 2024
New year, new ways to track success
Dec 18, 2024
Raymond James bags $995M breakaway trio from Merrill
Dec 18, 2024
BlackRock ETF takes first bite of blockchain-based muni debt
Dec 18, 2024
Summit lands minority staking deal with $1.3B Gordon Asset Management
Dec 18, 2024
Most asset managers still rosy on sustainable investing
Dec 18, 2024
Commonwealth scores double with ex-Osaic advisors in New York
Dec 18, 2024
PE-backed Mariner taps Catchlight to rev up organic growth
Dec 18, 2024
All things point to early stage growth cycle, says CIO
Dec 18, 2024
Why do advisors stumble when planning their exit?
Dec 18, 2024
CFPB says divorced, widowed clients may be pushed into unaffordable home loans
Dec 18, 2024
Sailor-turned-$300M advisor Jeffery Grange jumps ship to LPL's Linsco
Dec 18, 2024
Fed expected to announce rate cut today, but what next?
Dec 18, 2024
Megacap tech stocks are overpowering Nasdaq again
Dec 18, 2024
US government funding deal likely to be last minute
Dec 18, 2024
Record demand for coal until at least 2027, IEA reveals
Dec 17, 2024
Alts tech platform Opto unveils goals-based private investing tool
Dec 17, 2024
Why RIAs might consider investing more in trust services
Dec 17, 2024
Treasury yields hover near highs as markets eye another rate cut
Dec 17, 2024
Cerity Partners bolsters high-net-worth tax offering in FBD deal
Dec 17, 2024
Baird wins $4.6 million raiding claim against Raymond James
Dec 17, 2024
$11.84B Merit strikes deal for Roth Asset Management
Dec 17, 2024
Waverly debuts in Pennsylvania with Planning Capital acquisition
Dec 17, 2024
NEPC caps off year of growth with new partner and principal appointments
Dec 17, 2024
Mutual fund flips to ETFs hit a record in 2024
Dec 17, 2024
Beacon Pointe seizes $40B victory with dual acquisitions
Dec 17, 2024
Revealed: The top financial professionals in the US for 2024
Dec 17, 2024
Corient set to snap up mega-RIA $7.9B H.M. Payson
Dec 17, 2024
Top Financial Professionals in the US | Hot List
Dec 17, 2024
Savant Wealth continues specialist acquisitions with $536M AUM boutique RIA
Dec 17, 2024
How to drive organic growth for your wealth management practice in 2025
Dec 17, 2024
Stocks ease ahead of Fed's last meeting of 2024
Dec 17, 2024
Treasuries could reach 6% amid fiscal risks, warns T. Rowe Price
Dec 17, 2024
Gold steadies after modest gains in previous sessions
Dec 17, 2024
Former UBS banker sets up Delaware based credit fund
Dec 16, 2024
With TikTok on the brink, it's time to talk about digital estate planning
Dec 16, 2024
LPL elevates Marc Cohen to expanded managing director role
Dec 16, 2024
Snowden Lane unveils exit planning program for senior advisors
Dec 16, 2024
UConn's endowment jettisons hedge funds for new breed of ETFs
Dec 16, 2024
Why advisors should prioritize next-gen planning
Dec 16, 2024
Social Security Fairness Act faces resistance ahead of landmark vote
Dec 16, 2024
November ETF flows shatter monthly records
Dec 16, 2024
Wells Fargo Advisors, FiNet on the hook for $300,000 arbitration to clients over 'unspecified securities'
Dec 16, 2024
Advisors contemplate crypto beyond Bitcoin in 2025
Dec 16, 2024
After splurging on the holidays, two-fifths of households expect debt hangover to last till mid-2025
Dec 16, 2024
'Your firm can't be just you'
Dec 16, 2024
MassMutual expands alternatives shelf
Dec 16, 2024
The common issue with RSUs
Dec 16, 2024
The 'Great Wealth Transfer' tailored for women
Dec 16, 2024
CAIS, Advyzon forge new alts partnerships
Dec 16, 2024
Younger high-net-worth Americans are more likely to prefer living wealth transfers, says Schwab
Dec 16, 2024
Wamco clients, staff bolt for exits as Ken Leech heads to court
Dec 16, 2024
Should I stay... or... should I go? 🎵🎵🎵
Dec 16, 2024
Start using AI now
Dec 16, 2024
Will wealthy share their bounty?
Dec 16, 2024
CEO slips RIA into top gear
Dec 16, 2024
PE RIA backer Constellation Wealth Capital closes debut fund
Dec 16, 2024
BlackRock sees wealth management allocations driving private markets' $20T surge
Dec 16, 2024
Women in public service significantly more concerned than men about finances
Dec 16, 2024
No rate cut in January, Goldman Sachs says
Dec 16, 2024
What does Wall Street see for 2025?
Dec 16, 2024
Bitcoin rises to record $106K, lifting other cryptos
Dec 16, 2024
US rates gap with Europe is widening, Trump won't be happy
Dec 16, 2024
Donor-advised fund: Friend or foe?
Dec 16, 2024
2025 QCD tax planning roadmap
Dec 16, 2024
Getting ready for the future, today
Dec 16, 2024
How to win in 2025
Dec 13, 2024
Investors still lacking mutual fund fee literacy, suggests SEC report
Dec 13, 2024
Economists expect one more Fed cut before slower policy easing in 2025
Dec 13, 2024
Time to deep-six the 4 percent rule for retirement withdrawals?
Dec 13, 2024
UnitedHealth agrees to pay $69M in 401(k) ERISA class action
Dec 13, 2024
Yet another former Western International broker in hot water with regulators
Dec 13, 2024
$47B Clearstead announces CEO succession
Dec 13, 2024
Cetera, Allspring, Perigon announce advisor additions
Dec 13, 2024
Tennessee-based SageSpring drafts NFL veteran Winston Justice as private wealth CEO
Dec 13, 2024
Schwab lifts revenue growth guidance as it hits $10T asset milestone
Dec 13, 2024
SEC fines Cantor Fitzgerald $6.75M over allegedly misleading SPAC disclosures
Dec 13, 2024
The most surprising things about retirement for women? Costs and timing
Dec 13, 2024
Gen X retirement crisis: Savings gap leaves millions unprepared
Dec 13, 2024
NewEdge Capital Group has beaten its recruitment target in less than 12 months
Dec 13, 2024
Tech stocks take center stage, rate cut bets remain strong
Dec 13, 2024
Trump tax cuts may have limited impact on growth
Dec 13, 2024
Blackstone wealth unit is targeting $1T in assets
Dec 13, 2024
Another high-status departure from NY Fed as Neal resigns
Dec 12, 2024
Model portfolio adoption on the rise among advisors
Dec 12, 2024
The case against the basis points tax for advisors
Dec 12, 2024
What financial regrets and resolutions are Americans carrying into 2025?
Dec 12, 2024
Finra arbitrators hit broker with rare penalty in midst of ongoing customer complaint
Dec 12, 2024
Hightower, Summit keep growth streak going with latest strategic deals
Dec 12, 2024
Rising stock values push US household wealth to new heights
Dec 12, 2024
Raymond James hires $5B duo from Zions Direct as LPL nabs another Osaic team
Dec 12, 2024
Financial advisors sound off on their top investments for 2025
Dec 12, 2024
Are we about to see an uptick in US asset and wealth management M&A?
Dec 12, 2024
How are financial services firms adapting to communications, AI challenges?
Dec 12, 2024
Fed rate cut bets firm up, Treasuries volatility at three-year low
Dec 12, 2024
UBS Wealth says Trump impact on green investments is 'overblown'
Dec 12, 2024
Crypto executive emerges as a top contender for CTFC chair
Dec 12, 2024
Gold snaps gains as market weighs 2025 rates outlook
Dec 12, 2024
Institutional consultant and OCIO snags Envestnet director for wealth business
Dec 11, 2024
The scramble for talent at RIAs is just beginning: Schwab
Dec 11, 2024
What were the standout stories of 2024?
Dec 11, 2024
LPL, industry, sanguine about some alternatives in 2025
Dec 11, 2024
Some advisors are bullish on commercial real estate. Here's why
Dec 11, 2024
SEC charges alleged Nigerian advisor impostors over $2.9M investment fraud scheme
Dec 11, 2024
SEI eyes UMH leadership with LifeYield acquisition
Dec 11, 2024
Fed rate cut wagers firm up following November inflation report
Dec 11, 2024
Steward Partners strengthens West Coast presence with Lindsey-Trost Group deal
Dec 11, 2024
Homrich Berg snaps up $6.4B family office WMS
Dec 11, 2024
Annuities could be the next big thing in retirement plans, finds TIAA research
Dec 11, 2024
Ingber joins HSBC to spearhead UHNW push in the US
Dec 11, 2024
Sanctuary Wealth boosts advisors' tech stack with new integration
Dec 11, 2024
BofA strategists warn market is underpricing crucial CPI data
Dec 11, 2024
Who is Andrew Ferguson, Trump's pick for FTC chair?
Dec 11, 2024
Fired JPMorgan trader claims he was made a spoofing scapegoat
Dec 11, 2024
Wall Street pioneer Krawcheck to step down from Ellevest for health
Dec 10, 2024
The SEC can limit mandatory arbitration by RIAs. But will it ever?
Dec 10, 2024
UBS rethinks US wealth division in latest profitability push
Dec 10, 2024
Building client-centered practices with career changers
Dec 10, 2024
How to 'Attract & Grow' assets through smarter sales techniques
Dec 10, 2024
Money managers circling in on $142B muni ETF space
Dec 10, 2024
Insurance salesman raised money for fraudulent oil and gas fund, SEC charges
Dec 10, 2024
Modern Wealth adds $500M in AUM with acquisition hat trick
Dec 10, 2024
AssetMark confirms ex-Carson Group leader Erin Wood as advanced planning architect
Dec 10, 2024
CFP exam participation hits all-time high in 2024
Dec 10, 2024
Morgan Stanley, Citi wealth chiefs see next wave in private markets
Dec 10, 2024
$24B Lido Advisors snaps up fellow LA RIA Avitas Wealth Management
Dec 10, 2024
PE-backed RIA Merit adds $603M with Trinity Financial Partners
Dec 10, 2024
$37B RIA Beacon Pointe taps ex-Capital Group leader for retirement plan division
Dec 10, 2024
Nuveen bolsters alts shelf with CLO ETF launch
Dec 10, 2024
Morgan Stanley Smith Barney fined $15M by SEC for inadequate supervision
Dec 10, 2024
Credit union managing $9.4B empowers clients with DIY investing
Dec 10, 2024
Man charged with murdering UnitedHealth Group executive
Dec 10, 2024
Murdoch fails to write happy ending for media empire story
Dec 10, 2024
Investors pile in to cat bonds despite very active hurricane season
Dec 10, 2024
Coffee futures surge amid supply crunch fears
Dec 09, 2024
Advisors' appetite for alternatives is only getting stronger, says CAIS
Dec 09, 2024
Bets on continued Fed cuts grow with nod from Morgan Stanley
Dec 09, 2024
Why advisors might consider CLOs
Dec 09, 2024
Are young Americans falling short on their financial ABCs?
Dec 09, 2024
Ameriprise selects Brian Mora to lead experienced advisor recruitment
Dec 09, 2024
Top execs to leave Carson Group in 2025
Dec 09, 2024
LPL, ex-CEO Arnold, reach $12 million compensation settlement
Dec 09, 2024
$30B MAI Capital makes another move in Maryland
Dec 09, 2024
Wall Street's overwhelmingly bullish S&P targets for 2025 'wildly inaccurate' to some
Dec 09, 2024
Giant Wealth Enhancement Group latest to split from LPL
Dec 09, 2024
Vanguard taps Fidelity veteran Joana Rotenberg for wealth and advice unit
Dec 09, 2024
Focus Financial reveals fourth wealth hub in continuing merger strategy
Dec 09, 2024
Bond vigilantes still slumbering as market weighs Donald Trump's second term
Dec 09, 2024
Edelman's director of financial planning lands at Prime Capital
Dec 09, 2024
LPL grows Florida footprint with JPMorgan, Valic advisor alums
Dec 09, 2024
Where do Franklin Templeton's specialist investment managers see opportunities?
Dec 09, 2024
Negative equity on the rise for homeowners, equity growth slows sharply
Dec 09, 2024
Trump not planning to replace Powell as Fed chair
Dec 09, 2024
Weak dollar ahead? Think again, say asset managers
Dec 09, 2024
UBS chief says tariffs, conflicts are biggest risks to markets
Dec 09, 2024
US bitcoin ETF inflows near $10B since election
Dec 06, 2024
‘No detractor’ to using direct indexing as an investment strategy
Dec 06, 2024
After watching advisors bolt, B. Riley now losing investment bankers
Dec 06, 2024
Does sell and stay really work?
Dec 06, 2024
Retirement savings rise with two account types posting record highs
Dec 06, 2024
What's making America's billionaires richer, faster?
Dec 06, 2024
Stock rally stalls as traders await crucial US jobs data
Dec 06, 2024
BofA's Hartnett says two asset classes look frothy
Dec 06, 2024
Ether ETFs post record inflow as investors seek next crypto success
Dec 06, 2024
Guess who is America's largest political donor?
Dec 05, 2024
Crypto still niche, but risky for 401(k) investors, says GAO
Dec 05, 2024
Don't count out European equities in 2025, Schwab strategist says
Dec 05, 2024
Wells Fargo taps JPMorgan alum as new regional market head
Dec 05, 2024
What new RIAs should look for in their talent
Dec 05, 2024
Empower partners with Allianz Life for first fixed index annuity
Dec 05, 2024
US heirs set to benefit from $105T wealth windfall
Dec 05, 2024
Newcomer RIA Serenus goes bicoastal with New York City office
Dec 05, 2024
Raymond James’ Paul Reilly sells shares as he heads for the exit
Dec 05, 2024
Nominations to the first-ever 5-Star Financial Planners now open
Dec 05, 2024
Concurrent hits $9.7B with latest advisor additions
Dec 05, 2024
New anti-woke ETF takes aim at Starbucks
Dec 05, 2024
HSBC's global private wealth head to depart amid latest shakeup
Dec 05, 2024
Trump names ex-congressman Billy Long as surprise pick for IRS commissioner
Dec 05, 2024
Orion taps Envestnet vet Chris Shutler as head of strategy
Dec 05, 2024
Raymond James firms up CEO succession plans for 2025
Dec 05, 2024
Choreo empowers advisors, CPAs with new tax planning solution
Dec 05, 2024
Advisor sells $300M firm after 22 years to return to where she started her career
Dec 05, 2024
Bitcoin smashes through $100K threshold as Trump names SEC chair
Dec 05, 2024
Todd Boehly to launch $74B asset management, insurance business
Dec 05, 2024
Why MicroStrategy is the hottest trade on Wall Street right now
Dec 04, 2024
Active ETFs are turning a lot of advisors' heads
Dec 04, 2024
Interest rates, tax uncertainty driving a surge in estate planning
Dec 04, 2024
Powell signals Fed caution on rate cuts, downplays risks of Trump drama
Dec 04, 2024
Donald Trump taps ex-SEC commissioner Atkins as next chair
Dec 04, 2024
Dynasty announces wealth advisory tie-up with Nasdaq Private Market
Dec 04, 2024
CFA designation still in demand for hiring as fewer pursue it
Dec 04, 2024
Americans plan to reduce debt for new year resolutions: CFP Board
Dec 04, 2024
In a win for investors, GPB, at last, to move into receivership.
Dec 04, 2024
Mariner adds $878M in bicoastal double-deal
Dec 04, 2024
$100,000 Bitcoin remains in sight as crypto industry anticipates Trump's next moves
Dec 04, 2024
BlackRock, Vanguard are split on AI stocks
Dec 04, 2024
Voya taps Orion for new advisor tech platform
Dec 04, 2024
Prudential names new CEO in leadership shakeup
Dec 04, 2024
$27B Allworth swipes Ryan Wealth Management from Osaic
Dec 04, 2024
SageView picks up $400M AUA firm to expand East Coast presence
Dec 04, 2024
Home prices have stagnated, but investors in some areas are in luck
Dec 04, 2024
Trade wars, rising debt are a threat to economic resilience
Dec 04, 2024
Salesforce headed for record high as firm promises AI boost
Dec 04, 2024
'Bitcoin Jesus' tax charges violate US constitution, lawyers claim
Dec 04, 2024
Oil posts strong gains as US further sanctions Iranian crude
Dec 03, 2024
Could Trump's second term dampen IRS scrutiny on the wealthy?
Dec 03, 2024
Advisors who switch firms are overwhelmingly happy about it
Dec 03, 2024
How MRP’s SynthEquity is balancing growth and protection for advisors
Dec 03, 2024
$13B hybrid RIA Snowden Lane names new leader to ramp up national recruitment
Dec 03, 2024
Sound Income Group's David Scranton talks 'eternal income' and retirement planning
Dec 03, 2024
Western Asset names new CEO after SEC probe, outflows besiege fund firm
Dec 03, 2024
What's going on with Social Security?
Dec 03, 2024
Kestra welcomes $427M Arc Private Wealth in Ohio
Dec 03, 2024
BondBloxx, Virtus tie for first place in private-credit ETF race
Dec 03, 2024
LPL welcomes back $250M experienced advisor from Centaurus
Dec 03, 2024
BlackRock agrees to snap up HPS in $12B all-stock deal
Dec 03, 2024
$66B Mercer Advisors strikes deal for women-focused Frango Financial
Dec 03, 2024
$5.3B VestGen makes RIA platform debut
Dec 03, 2024
Miracle Mile bolsters East Coast reach with Offit Advisors
Dec 03, 2024
NewEdge parent company soars to new record $610B assets
Dec 03, 2024
Blackstone appoints new COO for $250B private wealth solutions business
Dec 03, 2024
Is there any point in shorting the S&P 500 right now?
Dec 03, 2024
Hedge funds on track for strong year, boosted by Trump trades
Dec 03, 2024
Judge again rejects Musk's $56B Tesla pay package
Dec 03, 2024
Magnificent Seven 'cash machine' set to keep delivering
Dec 03, 2024
Is CCO outsourcing the right move for your RIA firm?
Dec 03, 2024
Taking advantage of RIA compliance software
Dec 02, 2024
Fee-based model adoption is accelerating among advisors, says Cerulli
Dec 02, 2024
$21.5B Sequoia Financial eyes Western expansion following Eide Bailly deal
Dec 02, 2024
Carson Group founder launches a life transformation business: Omya
Dec 02, 2024
How advisors can take part in Giving Tuesday
Dec 02, 2024
Many Americans feel debt pressures weighing on retirement prospects
Dec 02, 2024
Dave Ramsey’s texts pitching financial education at center of 'do-not-call' lawsuit.
Dec 02, 2024
BlackRock closing in on deal for private credit manager HPS
Dec 02, 2024
SEC alum Paul Atkins reportedly on tap to succeed Gary Gensler
Dec 02, 2024
Advisors recount their biggest lessons from 2024
Dec 02, 2024
Fund firms eye risk-managed ETFs for cautious bitcoin investors
Dec 02, 2024
Dynasty Financial's Procyon Partners taps industry veteran for new growth role
Dec 02, 2024
Treasuries lose steam ahead of data and Fed speeches
Dec 02, 2024
LPL cements cybersecurity commitment with C-suite hire
Dec 02, 2024
How the gender wealth gap persists among unmarried Americans
Dec 02, 2024
What is XRP and why has its market cap jumped $100B in a month?
Dec 02, 2024
Consumers increased online spend for Black Friday, physical shop sales more subdued
Dec 02, 2024
JPMorgan fined $1.8M for client bond trades misconduct
Dec 02, 2024
Gold slips as dollar gains ahead of key US jobs data
Dec 02, 2024
Diamonds are the Cyber Monday deal you didn't expect
Dec 02, 2024
Is Trump stance on dollar-based finance system a risk?
Dec 01, 2024
SEC marketing rule & online reviews: how RIAs can ensure compliance
Dec 01, 2024
BD vs. RIA: Navigating compliance requirements
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