Site Map for July 2026

Date
Title
Jul 31, 2026

Hamilton Lane-Savant deal flags new PE exit route for RIAs

Jul 31, 2026

LPL posts record adjusted earnings as recruiting pipeline hits new high

Jul 31, 2026

RIAs grew assets sharply in 2025 – but barely added clients. What gives?

Jul 31, 2026

Red Oak, WealthReach ink deals to cement compliance and marketing leadership

Jul 31, 2026

Private markets seen adding $2 trillion to advisor books within five years

Jul 31, 2026

Kelly Park Capital streamlines private market access with PRISM 2.0

Jul 31, 2026

Build deeper relationships and drive business through niche branding

Jul 31, 2026

Philanthropic planning is wealth management's next competitive frontier, beyond DAFs

Jul 31, 2026

Wealth Enhancement enters Alabama with RIA managing $462M in client assets

Jul 31, 2026

Advisor moves: Merrill lands $13B team from Morgan Stanley's Graystone Consulting

Jul 31, 2026

AI lawsuits surge to dominate securities class action filings in 2026

Jul 31, 2026

Advisor moves: UBS loses $2 billion in teams as RBC and Raymond James move in

Jul 31, 2026

SEC sues RAD Diversified REIT and founders over alleged $152 million fraud

Jul 30, 2026

Custodians curb long-short SMA strategies

Jul 30, 2026

Vlad Tenev bullish on RIAs as Robinhood's TradePMR hits $50B

Jul 30, 2026

Raymond James lands $5.4B advisor team from Comerica

Jul 30, 2026

Worthy AI takes tax planning from several hours to 15 minutes

Jul 30, 2026

Morgan Stanley wealth unit pressured staff to approve risky home loans

Jul 30, 2026

Cetera taps veteran Primerica, Raymond James execs as new RIA & Branches leaders

Jul 30, 2026

Are steep commissions of structured products on FINRA’s radar?

Jul 30, 2026

Indie RIAs double down on hiring as competition for talent intensifies

Jul 30, 2026

Mercer Advisors and Compound Planning bet big on AI for family offices

Jul 30, 2026

RIA dealmaking races to a record pace as consolidators bulk up on scale

Jul 30, 2026

What’s new with FINRA enforcement?

Jul 30, 2026

Cresset adds $600 million advisor to expand Santa Barbara footprint

Jul 30, 2026

Advisors take note: PCE cools in June, but don't expect the Fed to turn dovish yet

Jul 30, 2026

When to take profits: The signals advisors use to reduce client exposure

Jul 30, 2026

Surging equities help institutional investors boost retirement funds in Q2

Jul 30, 2026

AI costs are rising and public trust is falling, the debate is just getting started

Jul 30, 2026

FL Putnam lands minority investment to fuel national RIA expansion

Jul 30, 2026

Partial annuitization beats the 4% rule, new AEI, ACLI research finds

Jul 30, 2026

Luxury home sales surge as starter market stalls across the US

Jul 29, 2026

Dogs of the Dow are beating the market in 2026 — so why don't more advisors use it?

Jul 29, 2026

Advisor moves: LPL nabs Cetera teams in California, Texas

Jul 29, 2026

Wirehouse to broker-dealer to RIA: Larry Sprung's path to a $250M practice

Jul 29, 2026

UBS sees 2.2% decline in advisor headcount during the past 12 months

Jul 29, 2026

Advisors should be cautious on continuation vehicles, warns Opto Investments exec

Jul 29, 2026

Equity culture drives $503M firm's move to Merit Financial

Jul 29, 2026

VanEck partners with Allocate to expand private markets access

Jul 29, 2026

Fed keeps interest rates steady despite dissenting FOMC voices

Jul 29, 2026

Carson Group welcomes $1.76B Wells Fargo team in New Hampshire expansion

Jul 29, 2026

CAIS, Arch raise fresh capital as advisors lean into private markets

Jul 29, 2026

AI compliance testing surges as SEC steps up scrutiny of advisers

Jul 29, 2026

Decumulation strategies are evolving — here's what advisors are doing differently

Jul 29, 2026

Waverly Advisors, Merit Financial Advisors announce acquisitions

Jul 29, 2026

Lifelong financial hardship linked to measurable brain decline, study finds

Jul 29, 2026

LPL, Conquest and FMG push AI deeper into advisor workflows

Jul 29, 2026

Outsourcing investment management boosts advisor growth, research reveals

Jul 29, 2026

Investors embrace market volatility as a buying opportunity

Jul 28, 2026

Estate planning gaps leave families facing steep probate costs, new report finds

Jul 28, 2026

Peter Mallouk leads bets with Mark Cuban as S&P 500 doubles stock picks

Jul 28, 2026

Fed decision on deck: Get set for a ‘hawkish’ hold, says Macquarie

Jul 28, 2026

DAFCP designation launches as donor-advised fund giving hits record pace

Jul 28, 2026

Orion, RFG moves take aim at onboarding and transition speed

Jul 28, 2026

Corient adds $5B New York multi-family office Seven Bridges

Jul 28, 2026

Citi hires Morgan Stanley veteran Rob Lunn as it ramps up investment management

Jul 28, 2026

Navigating the straight

Jul 28, 2026

529 to Roth rollovers: What advisors and families are still getting wrong

Jul 28, 2026

Commonwealth-affiliated Longwave hires from LPL-affiliated firm amid Pacific Northwest expansion

Jul 28, 2026

Global ETF diversification is now a risk management imperative, says Dina Ting

Jul 28, 2026

Webull moves into robo-advised bond portfolios for the masses

Jul 28, 2026

Securitize becomes RIA as tokenized assets near $37B record

Jul 28, 2026

Global tax reforms may offer US expats rare window of relief

Jul 28, 2026

Apple closes in on $5T to reclaim most valuable company title, SpaceX correction continues

Jul 28, 2026

More data isn’t the same as more clarity

Jul 27, 2026

Kevin Warsh's second Fed meeting: Hold steady or hike? Strategists split

Jul 27, 2026

Ex-JPMorgan banker refiles harassment claims in federal court

Jul 27, 2026

Betterment lawsuit just scratches the surface on cash sweep conflicts, says Max CEO

Jul 27, 2026

Pontera launches bulk rebalancing to ease advisors' 401(k) workload

Jul 27, 2026

Big firm recruiting crazy and expensive in 2026, CEOs say

Jul 27, 2026

Survey finds many Americans don’t know their own net worth

Jul 27, 2026

Ameriprise boasts $1B AI spend as rivals race for tech leadership

Jul 27, 2026

UBS nabs $1.3B Tampa advisory team from BofA

Jul 27, 2026

Cetera taps veteran leader from Choreo to lead tax-focused CFS unit

Jul 27, 2026

RIAs are fielding acquisition offers daily — here is how they are responding

Jul 27, 2026

Why the biggest risk in wealth transfer isn't taxes. It's silence

Jul 27, 2026

Public pensions still $1.13T short despite best funded status since 2009

Jul 27, 2026

Vanguard names Former Lazard CEO Kenneth Jacobs as board chairman

Jul 27, 2026

Round-the-clock trading is coming, but retail investors are already there

Jul 27, 2026

Private equity bidding war targets $160bn RIA in $7bn deal

Jul 24, 2026

Ellevest raises financial planning fee 33% in upmarket shift

Jul 24, 2026

Trump account confusion is widespread among parents — and advisors have an opening

Jul 24, 2026

Receiver sues to recover alleged Traders Domain Ponzi profits

Jul 24, 2026

SEC accuses S2A Modular founders of alleged $65 million investor fraud

Jul 24, 2026

Ameriprise gets narrow relief from FINRA panel in latest recruiting dispute with LPL

Jul 24, 2026

Global consumer confidence edges up in July as US sentiment slips

Jul 24, 2026

CW Advisors teams up with WNBA legend Tina Charles

Jul 24, 2026

Empty nest, full opportunity: how advisors turn a life change into a plan

Jul 24, 2026

Am I stuck? Rethinking career mobility at every stage

Jul 24, 2026

Advisor moves: $1B Stifel team joins Raymond James, Southern Ridge picks Osaic

Jul 24, 2026

Wellington, Vanguard and Blackstone launch public-private market funds

Jul 24, 2026

AI in wealth management: budgets surge but ROI remains elusive

Jul 24, 2026

Arax acquires $3B RIA Transcend Capital in seventh deal of 2026

Jul 23, 2026

Amy Webber stays in for the long haul

Jul 23, 2026

Art, advisors and active ETFs combine in New York T.Rowe Price installation

Jul 23, 2026

As layoffs commence, Commonwealth’s digital guru jumps ship

Jul 23, 2026

Fintech bytes: Advyzon lays claim to new category with 'all-in AI' launch

Jul 23, 2026

There’s no advisor playbook for family succession feuds, but these skills help: UBS

Jul 23, 2026

Tampa RIA Fidelis Capital hires BofA Private Bank equity strategist

Jul 23, 2026

CFP Board proposes refinements to ethical fitness assessments for expunged convictions

Jul 23, 2026

AI enters RIA hiring and recruiting process, Schwab finds

Jul 23, 2026

Fidelity widens SMA lineup as tax optimization reshapes wealth advice

Jul 23, 2026

NorthRock widens Minneapolis reach with Kowalski Financial deal

Jul 23, 2026

Altruist secures exclusive partnership with $1B breakaway advisory firm in Boston

Jul 23, 2026

Osaic deepens RISR partnership as advisors race to serve aging business owners

Jul 23, 2026

Going RIA is a one-way street

Jul 23, 2026

One year of the OBBBA: How advisors are replanning around its biggest provisions

Jul 23, 2026

SEC's Waldon steps down as enforcement deputy after 14 years

Jul 23, 2026

RIA M&A shatters records as first-half deal count nears 40% jump

Jul 23, 2026

Retirement savers stuck in save mode even as spending day arrives

Jul 23, 2026

Advisors face an awareness gap: most clients can't name the fraud tactics likely to target them

Jul 23, 2026

Concentrated growth and a shifting Fed demand a more deliberate approach to fixed income

Jul 22, 2026

Moneta busts UK move to tap into US expat wealth market

Jul 22, 2026

A year after sale, Commonwealth Financial and LPL start cutting staff

Jul 22, 2026

Pension funds sue Primoris, allege it hid solar cost overruns from investors

Jul 22, 2026

Unpaid caregivers face steeper financial hurdles on path to retirement, EBRI finds

Jul 22, 2026

Buffer ETFs are breaking out

Jul 22, 2026

Volatility: Best and worst of times

Jul 22, 2026

Want to win in the advisor wars? Then make sure you’re offering plenty of choices

Jul 22, 2026

Spotlight the wealth management leaders raising the bar in 2026

Jul 22, 2026

Backdoor Roth strategies are back in focus — and the mistakes are costly

Jul 22, 2026

Advisors cut retiree regrets in half, but just one in four Americans use one

Jul 22, 2026

Advisor moves: Bizjack brothers join LPL's Ascendus, King leaves Edward Jones for Ameriprise

Jul 22, 2026

Cost of healthcare in retirement rises to $185,500, Fidelity estimates

Jul 22, 2026

CFA Institute unveils framework to help advisers navigate AI-driven market upheaval

Jul 22, 2026

Two-thirds of workers would put 401(k) savings into guaranteed income, BofA finds

Jul 21, 2026

Envestnet launches redesigned trading platform for advisors

Jul 21, 2026

At Cetera, CEO Durbin says that recruiting advisors is strong but remains expensive: Analyst

Jul 21, 2026

Working with the media

Jul 21, 2026

Cresset hires two Lazard Wealth directors overseeing $1.1B in client assets

Jul 21, 2026

VistaShares looks to tap space, defense, and robotics booms with thematic ETF trio

Jul 21, 2026

Best RIAs for high-net-worth clients: See the 2026 5-Star RIA Firms

Jul 21, 2026

Orion hits asset milestone, ramps up Denali AI capabilities

Jul 21, 2026

Beyond performance: Evaluating alternative investments

Jul 21, 2026

Carson Group launches equity program for W-2 advisors and staff

Jul 21, 2026

Best RIAs for High-Net-Worth Clients | 5-Star RIA Firms

Jul 21, 2026

Why RIA firms are launching their own ETFs — and what it takes to win

Jul 21, 2026

Sensitive-data lapse at SEC intensifies calls to strip CAT of retail investor identifiers

Jul 21, 2026

Advisor moves: RBC picks up experienced $1.6B team in Dallas

Jul 21, 2026

Is a weakening consumer enough to derail the US economy in 2026?

Jul 21, 2026

Trump imposes new 50% tariffs on Canada, but the legal basis is shaky

Jul 20, 2026

RIA dealmaking window is narrowing, EY-Parthenon's Joshi tells advisors

Jul 20, 2026

Mariner runs $35 million tab on AI workforce

Jul 20, 2026

Texas RIA and founder in hot water over crypto-backed model portfolio

Jul 20, 2026

Investors accuse First National Realty Partners of fraud in $9.5m suit

Jul 20, 2026

ETF flows in the first half of the year surpass $1 trillion, hitting record pace, says JPMorgan

Jul 20, 2026

Morgan Stanley’s E*Trade starts spot trading of crypto for clients

Jul 20, 2026

AI-powered cyberattacks are forcing RIAs to rethink client security

Jul 20, 2026

Where is the fastest growth ahead for ETFs in RIA client portfolios?

Jul 20, 2026

FINRA reelects Curtis as chair, adds small-firm voice in Gettenberg

Jul 20, 2026

Wall Street doubles down on crypto as risky perpetual futures lure retail traders

Jul 20, 2026

US grocery pullback deepens even as consumer confidence shows its clearest turn in months

Jul 20, 2026

Private credit vs. public bonds: What are insurers seeing that’s prompting a portfolio pivot?

Jul 19, 2026

F2 Strategy buys Toronto's Intelligo Partners to deepen Canadian footprint

Jul 17, 2026

Younger Americans fear AI's retirement impact, Thrivent finds

Jul 17, 2026

FINRA spanks Centaurus with $1.1 million penalty over variable annuity switches

Jul 17, 2026

Wells Fargo touts AI Teammate to streamline advisors’ workloads

Jul 17, 2026

Economic pessimism deepens ahead of midterms as affordability pressures persist, CNBC survey finds

Jul 17, 2026

Advisor moves: &Partners reels in $524M RayJay team, Focus firm Eton Advisors welcomes Northern Trust alum

Jul 17, 2026

The AI pendulum, creating confidence, and the beautiful game – with Osaic’s Shannon Reid

Jul 17, 2026

Dynasty-backed Americana Partners expands into sports and entertainment wealth management

Jul 17, 2026

The exit planning conversations advisors need to have with business owners

Jul 17, 2026

Trump Accounts are live: How advisors should talk to clients about them

Jul 17, 2026

Young high earners build luxury collections as long-term investments, leave them exposed

Jul 17, 2026

Workers trust their employer's financial advisors, but most still doubt they can retire

Jul 17, 2026

Farther adds veteran billion-dollar RIA chief as principal wealth advisor

Jul 17, 2026

Advisor moves: LPL attracts billion-dollar breakaways from JPMorgan, Buell Securities

Jul 17, 2026

Housing market shows strain on three fronts as sales stall, foreclosures climb and rents soften

Jul 16, 2026

AI enters RIA hiring and recruiting process, Schwab finds

Jul 16, 2026

Trump teleprompter operator placed on unpaid leave amid probe into alleged Kalshi bets

Jul 16, 2026

Family businesses face succession test as next generation prepares to lead

Jul 16, 2026

GPB, the priest and a get out of jail card

Jul 16, 2026

RIA consolidators say they want big firms — but keep buying small ones

Jul 16, 2026

St. Louis pension fund sues FS/KKR advisor over alleged excessive fees

Jul 16, 2026

Advisors pile into alternatives, but liquidity fears limit appetite

Jul 16, 2026

SEC moves to make electronic delivery the default for investor disclosures

Jul 16, 2026

Trump accounts could encompass every US family, 70 million children, says IRS chief

Jul 16, 2026

Creative Planning bolsters commercial insurance arm with Lovell deal

Jul 16, 2026

CFP Board selects Richard Shaw as its 2027 chair-elect

Jul 16, 2026

Wealth Enhancement expands Houston footprint with Trippon acquisition

Jul 16, 2026

Is the S&P 500 still diversified? Three advisors on the AI concentration problem

Jul 16, 2026

Alternatives gain traction in 401(k) plans as DOL rules open the door

Jul 16, 2026

Mass affluents are saving less in anticipation of inheritance. But there’s a big problem

Jul 16, 2026

Sanctuary Wealth notches record year as advisor teams chase flexibility

Jul 16, 2026

Elevated Treasury yields signal strong entry point for bond investors, FTSE Russell finds

Jul 16, 2026

Advisors see opening as protection overtakes growth in American Dream

Jul 15, 2026

Osaic's ex-CFO Kristy Britt joins PE-backed accounting firm Wipfli

Jul 15, 2026

YCharts acquires Informa's Zephyr to bolster SMA analytics for advisors

Jul 15, 2026

Advisor moves: Raymond James, Ameriprise, and Janney announce additions in Florida

Jul 15, 2026

Your colleagues may be teaching AI how to replace you (for $150 an hour)

Jul 15, 2026

Advisor inflation worries ease as latest PPI data comes in cold

Jul 15, 2026

Retirement’s new magic number? Workers say they’ll need $1.2 million

Jul 15, 2026

Can mega RIAs go public? Integration may decide it, veteran leaders say

Jul 15, 2026

IPOs pay off for Morgan Stanley and its advisors

Jul 15, 2026

IRS chief Bisignano to lead next phase of Trump Account rollout

Jul 15, 2026

Why half of wealthy families still don't have a complete wealth transfer plan: BNY Wealth

Jul 15, 2026

Mercer and American Beacon launch new US model portfolio suite

Jul 15, 2026

Modera Wealth Management shuffles C-suite with two new hires

Jul 15, 2026

BlackRock rides to record $15.3 trillion in assets on ETF and alternatives growth

Jul 15, 2026

How advisors build guardrails against elder financial exploitation

Jul 15, 2026

Cost and red tape are keeping Americans from care, new research reveals

Jul 15, 2026

HB Wealth builds out institutional arm, adds two senior advisors

Jul 15, 2026

US luxury housing draws record global demand as wealthy buyers ‘landmaxx’

Jul 15, 2026

Buffett accelerates $6B giving plan, drops Gates Foundation from list

Jul 15, 2026

Employee financial stress climbs even as household pressure eases

Jul 14, 2026

Americans back sharing AI wealth as debate over industry’s economic benefits grows

Jul 14, 2026

JPMorgan's record Q2 profit rides trading and dealmaking surge

Jul 14, 2026

Jur-asset Park? T Rex skeleton cost UHNW investor more than $50M

Jul 14, 2026

Feathery raises $30 million to power AI-driven RIA operations

Jul 14, 2026

Wealth Enhancement deepens East Coast presence with Wealthshield deal

Jul 14, 2026

Cresset names Dheeraj Soni chief technology officer

Jul 14, 2026

'Ice cold' June CPI data comes in below expectations. This is what it means for advisors

Jul 14, 2026

The real reason I expanded my RIA to Hong Kong (it wasn't for the AUM)

Jul 14, 2026

Workers say the 401(k) is no longer enough to win them over

Jul 14, 2026

Data center buildout: What inning are we in, and who wins from here?

Jul 14, 2026

Prediction markets, cryptos among the biggest red flags in new relationships

Jul 14, 2026

Caprock expands Texas footprint with $4B Venturi acquisition

Jul 14, 2026

Mariner aims to ‘break growth ceiling’ by deploying AI workforce of 700

Jul 14, 2026

LPL Financial adds $2.4 billion San Diego team as recruiting pace hits yearly high

Jul 13, 2026

Goldman leads wave of prediction market bans at financial firms

Jul 13, 2026

Advisor moves: Baird recruits $600M veteran pair to director roles in North Carolina

Jul 13, 2026

After SpaceX, ETF XOVR taps into prediction market demand with $30 million Kalshi investment

Jul 13, 2026

What came first, the advisor or the high-risk, high-priced product?

Jul 13, 2026

AI may be nudging some older workers into early retirement, study finds

Jul 13, 2026

Wall Street banks promoting AI agents from research aids into digital coworkers

Jul 13, 2026

Family Office Partners stages Houston expansion with new hires

Jul 13, 2026

Trump reinvested crypto windfall in stocks, bonds as retail buyers lost billions

Jul 13, 2026

What advisors need to watch this week as Iran tensions, inflation data, and Warsh's Fed Senate testimony converge

Jul 13, 2026

Cresset CEO Susie Cranston speaks out on AI, talent and scaling family offices

Jul 13, 2026

Summitry names co-CEOs as Higgins steps back after two-decade run

Jul 13, 2026

AI-savvy younger investors are changing what advisors need to deliver

Jul 13, 2026

ESG adoption among RIAs stuck in single digits as family offices embrace impact investing

Jul 13, 2026

People moves: FiNet hires former LPL executive Andrew Harpp, Ellevest names new CIO

Jul 13, 2026

Activest rolls out governance program for ultra-wealthy families

Jul 13, 2026

Focus Financial Network opens first East Coast office in Virginia

Jul 13, 2026

How Paul Allen's will is set to turn the $9.6B Seattle Seahawks sale into philanthropy

Jul 10, 2026

WisdomTree launches Space Economy ETF to tap into launch and orbital boom

Jul 10, 2026

Merrill lands four advisor teams as May recruiting data shows firm's two-way churn

Jul 10, 2026

&Partners draws Upstate New York team with $864 million in assets

Jul 10, 2026

Fund manager sues Kandeo, alleges $100 million FinSocial loss

Jul 10, 2026

Advisor gets $200,000 from Ameriprise in 'emotional distress' lawsuit

Jul 10, 2026

Choreo eyes OpenAI, Anthropic employee wealth after SpaceX haul

Jul 10, 2026

Workplace financial education linked to stronger financial habits, but participation remains low

Jul 10, 2026

All things alts – alternative investments – with Morningstar’s Jason Kephart

Jul 10, 2026

What advisors need to know as Iran tensions threaten to reignite Fed hawkishness

Jul 10, 2026

Nov 3, 2025 | The FPA National Conference (Las Vegas) E7 | Guest: Crystal Alford-Cooper, CFP, President Elect, FPA

Jul 10, 2026

The rise of the super advisor: How AI is redefining competitive advantage in wealth management

Jul 10, 2026

F.L. Putnam buys Seascape Capital, deepens New Hampshire footprint

Jul 10, 2026

Who deserves a spot on the 2026 Hot List?

Jul 10, 2026

SEC's quarterly reporting retreat meets an investor revolt

Jul 10, 2026

Nov 3, 2025 | The FPA National Conference (Las Vegas) E6 | Guest: Derrick Kinney, Founder, Success for Advisors

Jul 10, 2026

Bitcoin's 2026 pullback: Buying opportunity or broken thesis? Advisors debate

Jul 10, 2026

MSCI and UBS join forces to fix private markets' data gap

Jul 10, 2026

Nov 3, 2025 | The FPA National Conference (Las Vegas) E5 | Guest: Farah Baxter, Co-founder and COO, Soalma Partners

Jul 10, 2026

Nov 3, 2025 | The FPA National Conference (Las Vegas) E4 | Guest: Andrew Altfest, Founder + CEO, FP Alpha Management

Jul 10, 2026

Nov 3, 2025 | The FPA National Conference (Las Vegas) E3 | Guest: Brock Jolly, Founder, The College Funding Coach Capital

Jul 10, 2026

Nov 3, 2025 | The FPA National Conference (Las Vegas) E2 | Guest: Deshawn Peterson, CFP, Co-Host of The Blueprint – An FPA NextGen Podcast Partners Group

Jul 10, 2026

Young athletes’ law will not ensure fiduciary oversight, warns SAX Wealth Advisors partner

Jul 10, 2026

With more people and larger fortunes, the UHNW wealth transfer takes on new complexity

Jul 10, 2026

Succession planning gaps persist as family businesses brace for leadership handoffs

Jul 10, 2026

Oil prices swing wildly amid latest Gulf tensions, IEA says durable ceasefire is needed for stabilization

Jul 10, 2026

Active decision-making, not wealth alone, drives women's financial confidence, study finds

Jul 10, 2026

Nov 3, 2025 | The FPA National Conference (Las Vegas) E1 | Guest: Dennis Moore, CFP, CEO, The Financial Planning Association

Jul 10, 2026

Direct indexing webinar targets tax-loss harvesting amid market swings

Jul 09, 2026

Concurrent enters Maryland, sees expanding definition of ‘breakaway’ advisor

Jul 09, 2026

Advisor moves: FiNet practice Merrit Point tucks in $1B Truist team in Florida debut

Jul 09, 2026

Trader used firm ties to freeze $3.6 million, investors allege

Jul 09, 2026

CFTC alleges North Carolina fund manager faked profits, lost $8.6 million

Jul 09, 2026

OnePoint BFG taps RISR as advisors chase business-owner clients

Jul 09, 2026

Trust & Will cuts staff amid restructuring, AI disruption

Jul 09, 2026

Parents tighten belts as back-to-school shopping begins, Deloitte finds

Jul 09, 2026

Ex-Merrill broker who allegedly wooed client to pay $2.75 million to dismiss lawsuit

Jul 09, 2026

Carson Group adds $236 million California team in latest deal

Jul 09, 2026

Envestnet expands tax-management push with Vanguard alliance

Jul 09, 2026

Student-led fraternity seeks to build the next generation of financial advisors

Jul 09, 2026

Russell Investments to be acquired by B Capital-led investor group

Jul 09, 2026

AI use reshapes advisor satisfaction and deepens client trust, separate studies reveal

Jul 09, 2026

US middle class keeps shrinking as wealthy pull further ahead, Equifax data show

Jul 09, 2026

Small investors get a rare break as home prices lose ground to inflation

Jul 09, 2026

Your clients aren't under-advised. They're un-coordinated

Jul 09, 2026

Advisor moves: LPL, Berthel Fisher land advisor teams managing over $320M combined

Jul 09, 2026

Second-home buyers are making these costly financial mistakes, advisors warn

Jul 08, 2026

Fed minutes spotlight competing views over interest rates. This is what advisors can expect

Jul 08, 2026

Amplify unveils RIA custody solution in partnership with Goldman Sachs

Jul 08, 2026

Names of more B-Ds that sold deals of bankrupt Inspired Healthcare surface

Jul 08, 2026

Former Citigroup, Ameriprise advisor stole $3.5 million from client: report

Jul 08, 2026

Prairie Wealth taps 30-year veteran as chief investment officer

Jul 08, 2026

Former Citi wealth leader builds $100M RIA on family office model

Jul 08, 2026

MetLife poll finds high-value home sales are becoming tax-planning events

Jul 08, 2026

Citi brings back Matt Newnham to drive EMEA and UK asset manager partnerships as wealth push continues

Jul 08, 2026

Kestra adds Raymond James recruiter to expand advisor hiring push

Jul 08, 2026

Cerity Partners names Will Peng chief innovation officer

Jul 08, 2026

BlackRock expands Aladdin's private markets benchmarking tools

Jul 08, 2026

Great Wealth Transfer gets reality check, but opportunities still abound for advisors

Jul 08, 2026

What 'open architecture' actually means when choosing an RIA custodian

Jul 08, 2026

Tax complexity pushes asset managers toward relocation, outsourcing

Jul 08, 2026

Private markets infrastructure must catch up with wealth industry demand, says CEO of Fidelity backed Corastone

Jul 08, 2026

Carson Wealth adds Kentucky team managing $201M in assets

Jul 08, 2026

Fed's Bowman pushes for lighter-touch AI oversight at smaller firms

Jul 08, 2026

High wealth isn’t a shield from inflation, so what’s driving up costs for HNW lifestyles?

Jul 08, 2026

Why advisors need infrastructure, not just access, for pre-IPO equity

Jul 07, 2026

Focus Financial Network plants East Coast flag with Morgan Stanley breakaway

Jul 07, 2026

Voya expands advisor managed accounts to add private market assets

Jul 07, 2026

With executives leaving, Osaic’s Reid now in the spotlight

Jul 07, 2026

Investors sue crypto fund and platform, alleging $1.5 million never returned

Jul 07, 2026

Collapse zone declared, buildings evacuated as Manhattan skyscraper starts to buckle

Jul 07, 2026

Wells Fargo nabs $1.7B RBC advisor team, loses two teams to LPL

Jul 07, 2026

Most potential business successors think there's a plan – but owners say otherwise

Jul 07, 2026

BlackRock touts new iShares Nasdaq 100 ETF on the same day that SpaceX joins index

Jul 07, 2026

Unshackled – Your Brand, Your Rules

Jul 07, 2026

Mariner adds caregiving support as advisors flag rising client need

Jul 07, 2026

Aspen Standard Wealth adds $1.3B in eighth RIA deal

Jul 07, 2026

Hightower Signature Wealth adds $5 billion in deal hat trick

Jul 07, 2026

Women are financial power players. So why don't they feel like it?

Jul 07, 2026

ESG investing isn't dead — it's just been stripped of its buzzword

Jul 07, 2026

Steward Partners names new COO as assets top $53B amid ‘genuine inflection point’

Jul 07, 2026

US-listed ETFs smash records: $196B in June, $1T at half-year, on target for $2.3T full year

Jul 07, 2026

AmeriFlex hits $3bn growth target six months early

Jul 07, 2026

Wealth and asset manager dealmaking climbs in H1 2026, even as mega-deals dry up

Jul 07, 2026

Schroders offloads integrated advice arm as Nuveen takeover nears

Jul 06, 2026

Investor accuses Canaras, U.S. Bank of hiding $50 million CLO loss

Jul 06, 2026

New bill would let advisers unlock accredited investor status for clients

Jul 06, 2026

Commonwealth's LPL sale leads Bartholomew to launch hybrid RIA

Jul 06, 2026

More than a quarter of moms are planning to opt out of Trump accounts, survey finds

Jul 06, 2026

IRA investors keep rushing toward lower-cost mutual funds

Jul 06, 2026

Parents are breaking the taboo around money talks, U.S. Bank survey finds

Jul 06, 2026

US household wealth grows more liquid than global peers

Jul 06, 2026

UHY's Hudson Valley deal boosts wealth practice to $1.5B

Jul 06, 2026

Advisory firms are hitting record profits – but their organic growth engine is stalling

Jul 06, 2026

Going RIA helped create a true multi-family office experience for my UHNW clients, says advisor

Jul 06, 2026

House passes bipartisan bill to shield seniors from investment fraud

Jul 06, 2026

The sandwich generation is forcing advisors to rethink the 60/40 portfolio

Jul 06, 2026

Small business owners need broader support, opening up opportunities for advisor

Jul 06, 2026

Oil supply glut clouds outlook, but new supply does not mean risk is over

Jul 03, 2026

Texas man says SEC and fund could make him pay twice

Jul 03, 2026

High-end homes boost latest HPI, but more recent data highlights two-speed market

Jul 03, 2026

Celebrating 250! More advisors discuss what going independent really taught them

Jul 02, 2026

Osaic executives Kristy Britt and Greg Cornick to leave

Jul 02, 2026

Wealth Enhancement takes another Shufro Rose team

Jul 02, 2026

Estate planning becomes a client retention issue for financial advisors, survey finds

Jul 02, 2026

Candidly adds AI agents for Trump Accounts, workplace benefits

Jul 02, 2026

Dynasty partner RIA Evertern Wealth expands family office platform with Vontobel deal

Jul 02, 2026

June jobs data surprise with 'big miss'. This is what it means for advisors

Jul 02, 2026

BMO adds three advisors in Dallas amid Y'all Street wealth boom

Jul 02, 2026

UBS moves toward full-service US bank as plans to extend wealth business

Jul 02, 2026

$5B broker-dealer NBC Securities has a new name after almost 30 years

Jul 02, 2026

Advisors chasing scale should focus on habits, not headcount, new research suggests

Jul 02, 2026

Coastal Bridge Advisors seals three-way tie-up to create $10 billion RIA

Jul 02, 2026

Cerity Partners enters new market with Cordant Wealth Partners merger

Jul 01, 2026

Treasury unveils Trump Accounts fund lineup led by BlackRock, Vanguard, and State Street

Jul 01, 2026

House panel unanimously advances advisor compensation reform bill

Jul 01, 2026

AI fears dog broker-dealer shares in 2026

Jul 01, 2026

Gold logs worst quarter in 13 years as rate-hike fears mount

Jul 01, 2026

Vanilla, WealthFeed land new RIA partnerships

Jul 01, 2026

As Trump Accounts prep for July 4 launch, Franklin Templeton plans $1,000 match

Jul 01, 2026

Michael Kitces-backed XYPN Sapphire tops $1 billion, hires Envestnet veteran

Jul 01, 2026

Savant Wealth Management enters Maine with latest acquisition

Jul 01, 2026

Clearstead adds $2.6B Philadelphia wealth team from myCIO

Jul 01, 2026

Advisors still have questions on Trump Accounts ahead of July 4 launch

Jul 01, 2026

Celebrating 250! Advisors who went independent share what the leap actually taught them

Jul 01, 2026

Global wealth grew at fastest pace in eight years during 2025, UBS report finds

Jul 01, 2026

Advisor moves: Succession planning, fresh starts trigger exits at Osaic and LPL

Jul 01, 2026

Empower strikes $340m deal to take on Milliman's retirement book

Jul 01, 2026

EP Wealth lands fifth deal of 2026 in Silicon Valley

Jul 01, 2026

Wealth Enhancement to absorb 88-year-old New York advisory dynasty in $760m deal

Jul 01, 2026

Trump crypto ventures generated more than $1.2 billion in disclosed proceeds