Site Map for September 2026

Sep 24, 2026

ETFs come of age

Sep 24, 2026

Prudential Advisors has become Prudential Wealth Advisors in 'milestone' move

Sep 24, 2026

Advisors favor quality and value ETFs as leverage risks build

Sep 24, 2026

Fed's Williams sees another rate hike as Treasury rout deepens

Sep 24, 2026

FINRA fines Vanguard $950,000 over decade of cost basis errors

Sep 24, 2026

Alternative ETFs boom in 2026

Sep 24, 2026

Funding for alternative investment distribution continues to swamp SaaS solutions

Sep 24, 2026

More ETFs, more opportunity, more homework

Sep 24, 2026

Wealth transfer planning must go beyond the will, advisors say

Sep 24, 2026

Best Places to Work 2027: Nominations now open

Sep 24, 2026

Institutional crypto adoption is stickier than markets assumed, Bitwise finds

Sep 24, 2026

Advisor moves: Raymond James, Baird add significant teams in latest recruiting push

Sep 24, 2026

Modern Wealth acquires California RIA in sixth deal of 2026

Sep 24, 2026

Wells Fargo names COO Scott Powell as its next chief risk officer

Sep 24, 2026

Edelman Financial Engines names Tina Wilson chief retirement officer

Sep 23, 2026

Ameriprise runs advisor ads on ESPN, Golf Channel, CBS

Sep 23, 2026

Social Security bill offers blue-collar workers full benefits at 60

Sep 23, 2026

America's wealth boom is creating a new generation of underinsured clients

Sep 23, 2026

Advisor moves: RBC lands $2B BofA Private Bank duo in La Jolla

Sep 23, 2026

Fear of Meta’s Muse whacks share prices of financial advice firms: Reports

Sep 23, 2026

Choreo taps Beemo AI agents to draft proposals, scale onboarding

Sep 23, 2026

Fed rate hike could cool RIA deal prices, but not for everyone

Sep 23, 2026

Workers allege Principal Financial ran $4.59B 401(k) as a fee machine

Sep 23, 2026

Savvy Wealth opens its custodial platform to outside RIAs

Sep 23, 2026

SEC strips Grenda Group of adviser registration over concealed bar

Sep 23, 2026

SEC gives Navellier's firm 60 days to wind down, bars founder

Sep 23, 2026

Americana Partners launches family office group for UHNW clients

Sep 23, 2026

Captrust adds $1.2B Long Island firms in New York double deal

Sep 23, 2026

The Great Wealth Transfer: Separating the myth from the reality

Sep 23, 2026

Corient enters Cayman Islands with $2.6B FortCay acquisition

Sep 23, 2026

Wavvest launches in-house RIA

Sep 23, 2026

Luma adds first ETFs to its platform as advisors push for unified income tools

Sep 23, 2026

Annuity income eases retirement anxiety and market fear, advisors say

Sep 23, 2026

Cerity Partners to merge with $1.4B Shufro Rose advisory teams

Sep 23, 2026

Family offices pivot to public equities as succession pressure mounts

Sep 23, 2026

CFTC warns prediction market exchanges on 'mention markets'

Sep 23, 2026

Succession drives Wisconsin advisory team to Carson Group

Sep 22, 2026

At Future Proof, wealth management industry weighs realities of the AI revolution

Sep 22, 2026

Altruist is acquired by Vanguard to vertically integrate asset management and custody

Sep 22, 2026

Indy B-D rep linked to troubled Texas real estate deal

Sep 22, 2026

Kay Lynn Mayhue named Merit CEO, still seeks 'big splash' deal

Sep 22, 2026

LPL adds $1 billion Salt Lake City teams from Northwestern Mutual

Sep 22, 2026

Mercer Advisors hires Goldman alum Cynthia Loh as first-ever chief platform officer

Sep 22, 2026

SEC accuses fund operator of defrauding investors in $9.6M mobile home scheme

Sep 22, 2026

FINRA orders American Portfolios to pay $1.6 million over UIT failures

Sep 22, 2026

EP Wealth adds CFO, elevates client chief as growth accelerates

Sep 22, 2026

Hightower taps Vanguard vet as president, shuffles Signature Wealth leadership

Sep 22, 2026

RIA founders should invest early and stay nimble

Sep 22, 2026

Why female financial advisors are slow to embrace independence

Sep 22, 2026

AI financial advice sparks demand for human advisors among Gen Z

Sep 22, 2026

Oil shock threatens to lock in higher rates through 2027

Sep 22, 2026

Private market allocations in 401(k) plans can lift retirement outcomes

Sep 22, 2026

Composition Wealth names general counsel and head of advisors in leadership push

Sep 22, 2026

Infrastructure and emerging markets top global asset owner wish lists

Sep 21, 2026

Schwab loses $4.5 million lawsuit to teachers who bought structured products

Sep 21, 2026

Schwab, Anthropic block model training in Claude deal

Sep 21, 2026

Concurrent adds $425 million Houston team as breakaway wave continues

Sep 21, 2026

What advisors need to know as Trump and Xi meet this week

Sep 21, 2026

Democratic lawmakers demand probe into DOL 401(k) rule comments

Sep 21, 2026

Nearly 30% of social media finance videos lead investors astray: study

Sep 21, 2026

Financial planning is becoming advisors' best tool for long-term client loyalty

Sep 21, 2026

Retirement assets hit $51.2 trillion as savers keep contributing

Sep 21, 2026

Global M&A value rises 15%, with highest sentiment in financial sector

Sep 21, 2026

Paramount in advanced settlement talks over $81 billion Warner Bros. deal

Sep 21, 2026

AI chatbots give wrong financial answers most of the time, study finds

Sep 21, 2026

US debt crisis nears tipping point, watchdog warns Congress

Sep 21, 2026

EQT raises Perpetual takeover bid for the fourth time

Sep 21, 2026

Private markets are testing the wealth stack

Sep 18, 2026

Ex-Texas advisor gets 11 years for Ponzi scheme, Travis Kelce among victims

Sep 18, 2026

The Fed just hiked rates for the first time in 3 years. Is this just the start?

Sep 18, 2026

HSBC, Citi unveil new high-life and luxury offerings for affluent clients, family offices

Sep 18, 2026

Cerity Partners enters Iowa with Gilbert & Cook deal

Sep 18, 2026

Crescent Grove Advisors names Andrew Krei CIO for next decade of growth

Sep 18, 2026

The financial industry has a saving problem

Sep 18, 2026

This is what advisors should do before they think about a move, says Jared Rabinowitz of Q Wealth

Sep 18, 2026

Advisors urge parents to build early investing habits for grads

Sep 18, 2026

Investment accounts fund nearly 7% of US household spending, JPMorgan finds

Sep 18, 2026

ETF market hits $16 trillion as risky new products flood the field

Sep 18, 2026

New white paper challenges advisors to rethink solo aging planning

Sep 18, 2026

Most Americans need $5,094 a month to retire - and most won't get there

Sep 18, 2026

Having a plan isn't enough: family conversations drive wealth transfer readiness

Sep 17, 2026

Advisors get the keys: AdvisorCRM and Zeplyn let firms build their own AI tools

Sep 17, 2026

Former San Francisco advisor gets nine-years for running Ponzi

Sep 17, 2026

Financial confidence gap widens as advisors fill knowledge void

Sep 17, 2026

VanEck was hacked earlier this year, CEO reveals

Sep 17, 2026

Bipartisan bill clarifying ESOP stock rules sails through House

Sep 17, 2026

Sanctuary Wealth adds estate, M&A and marketing leaders to boost partner support

Sep 17, 2026

Raymond James shuffles succession and capital solutions unit

Sep 17, 2026

Direct investing gains ground as RIAs question stacked SPV access

Sep 17, 2026

Barclays faces staff revolt over tightened return-to-office rules

Sep 17, 2026

Amplify upgrades advisor platform with risk, trading and client access tools

Sep 17, 2026

Gen Z job-hopping surge driven by a quest to improve finances

Sep 17, 2026

DC consultants shift from testing AI to putting it to work

Sep 17, 2026

Private market appetite hits record high as AI risk reshapes portfolios

Sep 16, 2026

Robinhood enters IPO underwriting, opening access for RIAs

Sep 16, 2026

'We surprised a lot of people': Josh Brown eyes big future after Ritholtz succession move

Sep 16, 2026

House passes bipartisan bill offering fraud victims tax relief

Sep 16, 2026

Anthropic’s Enterprise plan urged for advisors in Claude roll-out

Sep 16, 2026

SS&C's Black Diamond adds insurers as annuity demand grows

Sep 16, 2026

Fed under Warsh hands down unanimous September rate decision

Sep 16, 2026

Fired Morgan Stanley advisor in New York focus of investor lawsuits

Sep 16, 2026

Apella Wealth scores deal double, sealing $12 billion AUM milestone with bicoastal additions

Sep 16, 2026

Want to win at LinkedIn? Video is key to harnessing the network’s power

Sep 16, 2026

Creative Planning inks RVK deal to add $4.3 trillion in institutional assets

Sep 16, 2026

InvestmentNews unveils 5-Star Technology providers for 2026

Sep 16, 2026

Advisors tell AI equity holders: plan before the IPO, not after

Sep 16, 2026

Leading RIAs – South

Sep 16, 2026

Best New Technology and Software for Investment Management Professionals

Sep 16, 2026

What AI means for jobs: four futures every advisor should know

Sep 16, 2026

AI saves advisors 200-plus hours a year, but the real race is integration

Sep 16, 2026

Retirement-focused Wichita team with $385M exits Wells Fargo for LPL

Sep 16, 2026

Is the stock market still the best way to build wealth? Investors are split

Sep 16, 2026

AI capex and rising real yields reshape advisor asset allocation

Sep 16, 2026

The race to define active ETFs is wide open

Sep 15, 2026

Direct indexing now mainstream but there are still barriers to widespread adoption, FTSE Russell survey finds

Sep 15, 2026

AI adoption may be rising, but advisors still 'scratching the surface' of its potential, says Vanguard

Sep 15, 2026

Pave Finance secures $15 million in oversubscribed series A

Sep 15, 2026

Adam Dell's Domain Money lays off advisors, citing AI and efficiency

Sep 15, 2026

Faced with a referral well that has run dry, this is what advisors need to do, says Michael Kitces

Sep 15, 2026

Deceased former LPL broker in Texas focus of investor complaints

Sep 15, 2026

Modernizing Rule 2210: What FINRA’s recent proposals signal for broker-dealer communications

Sep 15, 2026

AlphaCore launches family office unit with $5B Streamline acquisition

Sep 15, 2026

Warsh-led Fed faces a rate dilemma Trump himself helped create

Sep 15, 2026

Savant rebrands tax and consulting arm as it builds out advisory scope

Sep 15, 2026

Choreo hires another Edelman alum to newly created C-suite role

Sep 15, 2026

Private placement life insurance draws ultra-wealthy interest

Sep 15, 2026

Vestmark eyes much bigger 'war chest' in wake of Envestnet deal

Sep 15, 2026

Broadridge brings digital assets to US wealth management platforms

Sep 15, 2026

NewEdge Wealth pushes into Minnesota and Ohio in latest expansion

Sep 15, 2026

Life insurers are losing clients at an alarming rate and advisors can help fix it

Sep 15, 2026

Student loan debt is costing 401(k) participants $10 billion a year in missed matches

Sep 15, 2026

Asset managers pull back on product expansion to chase disciplined growth

Sep 15, 2026

Credibility now comes with a supporting cast

Sep 14, 2026

Anthropic’s 'big deal' Claude for Financial Advisors feels the love at Future Proof

Sep 14, 2026

As rate hike looms, short duration, alternative and bond ETFs in the spotlight at Future Proof

Sep 14, 2026

Advisers say value, not just cost, now drives active ETF picks

Sep 14, 2026

Equity comp not enough to secure workers' retirement, Carta data show

Sep 14, 2026

Robinhood bets revenue-share model can close RIA 'have-nots' gap

Sep 14, 2026

AI governance, not budget, sets RIA leaders apart: Cerulli

Sep 14, 2026

SEC charges wannabe N.J. broker in affinity fraud case targeting Christians from Ghana

Sep 14, 2026

Anthropic unveils RIA-focused AI suite in latest Claude expansion

Sep 14, 2026

Conquest opens AI planning engine to independent advisors

Sep 14, 2026

Carson Group closes 50 integrated offices with Ohio acquisition

Sep 14, 2026

US national debt hits $40 trillion as advisors weigh portfolio risk

Sep 14, 2026

Advisors face retirement 'tidal wave', warns Edward Jones. But few are prepared for it

Sep 14, 2026

Great Gray Trust Company and iCapital bring private markets into DC plans

Sep 14, 2026

Private equity fundraising rebounds but slow exits test LP patience

Sep 14, 2026

Anthropic, OpenAI IPO paths diverge as firms sound alarm bells for civilization

Sep 14, 2026

2027 tax rate projections give advisors an early planning edge

Sep 14, 2026

Dell family office nears $7.7B Baldwin Insurance take-private deal

Sep 11, 2026

Widowed Americans feel confident yet crave a financial sounding board

Sep 11, 2026

How AI search aided scam from phony NFL player, fake financial advisor

Sep 11, 2026

SignatureFD launches specialized wealth practice for franchise owners

Sep 11, 2026

Schwab ordered to pay clients $1.34 million in crypto dispute involving elderly client

Sep 11, 2026

With Schwab and Altruist in the news, there’s lots happening in RIA custody world

Sep 11, 2026

RIA moves: Mercer adds to Atlanta presence with veteran advisor from Northern Trust

Sep 11, 2026

CogniCor adds wealthtech veterans to board in renewed RIA push

Sep 11, 2026

Advisor moves: Merrill draws $1.2 billion UBS team in New Mexico

Sep 11, 2026

Core inflation comes in hotter than expected. Fed rate hike looks inevitable

Sep 11, 2026

Tax strategy belongs in the room: Why RIAs should treat tax as a firm-level growth issue

Sep 11, 2026

Agentic AI reshapes how advisors plan their 2027 tech budgets

Sep 11, 2026

Arete Wealth adds investment banking division with industry veteran at the helm

Sep 11, 2026

Wealthy clients hold more assets than advisors think, SEI research reveals

Sep 11, 2026

Private markets and AI top asset manager priorities as scale becomes the real challenge

Sep 11, 2026

Surviving spouses face 63% income drop, study finds

Sep 11, 2026

Most finance firms have sent clients an AI-generated error

Sep 10, 2026

Trump's $500 ACA checks: should advisors care?

Sep 10, 2026

FP Transitions expands insights platform with compensation data

Sep 10, 2026

Ugly fight between Mariner and advisor grows more foul

Sep 10, 2026

Wealthtech vendors embed AI agents deeper into advisor workflows

Sep 10, 2026

Gen Z trails all generations in advisor loyalty, survey finds

Sep 10, 2026

Carson, Commonwealth veteran joins estate planning firm Hargrove

Sep 10, 2026

Advisors face fiduciary blind spot as PEP adoption accelerates

Sep 10, 2026

Arca taps Altruist's real-time API as AI-native RIA scales past $1 billion

Sep 10, 2026

OnePoint BFG, Modern Wealth expand Florida presence

Sep 10, 2026

Dan Arnold is back, and he’s leading a startup

Sep 10, 2026

PPI comes in as expected, but rate-hike odds climb ahead of Fed meeting

Sep 10, 2026

Wirehouse wrap: JPMorgan snags $530M advisor from Wells Fargo in Palo Alto

Sep 10, 2026

What actually makes a next-gen advisor ready for succession

Sep 10, 2026

Life insurance talk gap leaves families financially exposed

Sep 10, 2026

US dividend growth hits 8.7% in Q2 as AI cash flows surge

Sep 10, 2026

Advisors lean on outsourced models as AI adoption surges

Sep 10, 2026

Baird lands $220M Edelman advisor in Arizona expansion push

Sep 10, 2026

Trump's trillion-dollar dividend pledge puts fiscal math in spotlight

Sep 09, 2026

Advisors eye ETFs as market leadership broadens beyond mega-caps

Sep 09, 2026

How Lido Advisors became subadvisor to VanEck's first buffer ETF

Sep 09, 2026

Mentorship opens doors, sponsorship pushes you through them, says Stacy Francis

Sep 09, 2026

Envestnet agrees to buy Vestmark, adding institutional trading muscle

Sep 09, 2026

Savvy Wealth lands $100M to scale AI agents for advisors

Sep 09, 2026

Orion expands advisor trading, keeps oversight with firms

Sep 09, 2026

Edelman Financial Engines brings fiduciary advice to small business plans

Sep 09, 2026

Women investors drive new advisor training from Amplified Planning

Sep 09, 2026

Hightower Signature Wealth adds $1.6B Boston-area firm

Sep 09, 2026

AI assistant Robin gives wealth firms plain-English workflow control

Sep 09, 2026

AI unicorn startups attract record venture capital in 2026

Sep 09, 2026

What $65 trillion in global capital actually requires before it deploys

Sep 09, 2026

Two RFG-affiliated advisory firms merge to form $750M WFA Volare

Sep 09, 2026

BridgePort taps Osaic M&A veteran to drive fee-only RIA growth

Sep 08, 2026

Private credit defaults don't mean losses. Here's what advisors should watch

Sep 08, 2026

Blackstone private credit fund continues to restrict investors selling shares

Sep 08, 2026

US annuity sales hit $121 billion in second quarter to drive new first-half high

Sep 08, 2026

Gryphon Wealth co-founders talk tech and growth 'with intention'

Sep 08, 2026

Edward Jones bets on college athletes with new Duke, Oregon deals

Sep 08, 2026

Beacon Pointe taps BlackRock, Vanguard vets in C-suite expansion

Sep 08, 2026

Prime Capital Financial taps Glenmede veteran to lead new foundations and endowments unit

Sep 08, 2026

Beyond saving for college: Help provide the financial education no one majors in

Sep 08, 2026

Wealth.com secures &Partners deal as estate planning tech surges

Sep 08, 2026

NIL income forces financial advisors to rethink athlete planning

Sep 08, 2026

Global shipping fragmentation poses growing portfolio risk

Sep 08, 2026

Why advisors need to prepare heirs, not just assets

Sep 08, 2026

Canada's retaliatory tariffs go live as Trump hits out at Bombardier

Sep 08, 2026

Goldman's $120 oil scenario puts advisor portfolios on alert

Sep 04, 2026

Fintech bytes: Envestnet reaffirms $1B RIA commitment with Tamarac tech investment

Sep 04, 2026

RIA moves: Maridea acquires multigenerational practice in Pennsylvania debut

Sep 04, 2026

Private equity eyes 401(k) plans, but fees remain a hurdle

Sep 04, 2026

Private infrastructure gains ground as advisors rethink allocations

Sep 04, 2026

IRS floats proposal ending tax breaks for schools that weigh race

Sep 04, 2026

Equal-weight S&P 500 fund breaks $100 billion mark as advisors diversify

Sep 04, 2026

Blowout August jobs report muddies path to a September rate call

Sep 04, 2026

Trust over tech: The hidden signal of stock success in the AI era

Sep 04, 2026

Citi wealth unit adds Apollo, Bank of America alums as division extends growth streak

Sep 04, 2026

AI adoption at RIAs boosts advisor productivity, not pink slips

Sep 04, 2026

Great wealth transfer poised to leave advisors chasing inheritance conversations

Sep 04, 2026

Long-term care blind spot is draining your clients' retirement savings

Sep 04, 2026

SEC moves to scrap pay-to-play rule for investment advisors

Sep 03, 2026

Altruist VP was cited in Vanguard’s 2025 Just Invest lawsuit

Sep 03, 2026

RIA industry snapshot suggests AI-forward firms are adding, not cutting jobs

Sep 03, 2026

Executives of Linqto, bankrupt pre-IPO trading platform, face fraud charges

Sep 03, 2026

Schwab moves on Altruist advisors after Vanguard's $4.6B acquisition

Sep 03, 2026

Pooled employer plans: advisors are pitching them the wrong way

Sep 03, 2026

Wealth Enhancement comes to Alaska in latest tuck-in acquisition

Sep 03, 2026

Investor says pre-IPO fund hid markups on SpaceX, Stripe stakes

Sep 03, 2026

ADMA stockholder suit alleges channel-stuffing and a hidden distributor deal

Sep 03, 2026

Schwab tightens tax-aware long-short account rules yet again, extending custodian retreat from strategy

Sep 03, 2026

Succession planning gaps leave solo RIAs exposed to crisis

Sep 03, 2026

Fed's Waller signals openness to supporting September rate hold

Sep 03, 2026

Fidelity: 401(k), IRA balances hit record highs in Q2

Sep 03, 2026

Summit Wealth Group moves into Pacific Northwest with $224M Oregon deal

Sep 03, 2026

Advisor moves: Osaic, &Partners and Prospera add teams across the country

Sep 03, 2026

Financial anxiety is eroding US worker productivity

Sep 03, 2026

Gen Z investors most likely to jump on new investment trends, study finds

Sep 02, 2026

Forbes moves into 'creator era' with Wall Street icon Peter Tuchman

Sep 02, 2026

Samsung Life targets top stake in Principal Financial Group

Sep 02, 2026

FP Alpha adds AI agent for future tax scenario planning

Sep 02, 2026

Court puts kibosh on investors suing B-Ds that sold bankrupt Inspired Healthcare deals

Sep 02, 2026

Archive Intel, Zocks pair up to tackle AI notetaker compliance gap

Sep 02, 2026

SEC alleges California fund managers ran $80 million 'Ponzi-like' scheme

Sep 02, 2026

Aquiline takes controlling stake in Flourish

Sep 02, 2026

Savant Wealth Management expands in New York with Socha acquisition

Sep 02, 2026

Cowboys hall of famer Smith accused of cheating Native American investor in solar deal: reports

Sep 02, 2026

Helping clients buy a child a home means navigating gift tax rules

Sep 02, 2026

F.L.Putnam adds $1 billion Wisconsin team in record 12th deal

Sep 02, 2026

Coldstream and Intellectus add client experience leaders as talent race intensifies

Sep 02, 2026

Ty J. Young Wealth Management acquires annuity book in Missouri succession deal

Sep 02, 2026

ETF inflows hit $180B, putting 2026 on track for $2.3 trillion record

Sep 02, 2026

Advisor moves: LPL, Raymond James and NewEdge add breakaway teams

Sep 02, 2026

UBS expands in Southern California with Irvine office and LA hires

Sep 02, 2026

RIA consolidation rolls on as Sequoia and Allworth ink fresh deals

Sep 02, 2026

Focus Financial's GRF expands into Canada with Ontario firm acquisition

Sep 01, 2026

Grimes & Company buys S&C tax practice in pairing of family businesses

Sep 01, 2026

Diamonds that never existed: SEC says Lugano co-founder booked fake sales

Sep 01, 2026

SEC alleges barred planner steered clients into tax-lien fraud

Sep 01, 2026

Bank of America executive fatally stabbed in Times Square

Sep 01, 2026

Joe Duran-backed Cyndeo names new chief growth officer amid RIA scaling push

Sep 01, 2026

Wealth Enhancement expands in Virginia with Richmond-area RIA deal

Sep 01, 2026

Advisor transitions surge as firms rethink onboarding and retention

Sep 01, 2026

Merit Financial names first chief technology officer as dealmaking pace continues

Sep 01, 2026

Where purpose meets performance

Sep 01, 2026

Altruist's Hazel builds AI agent to create financial plans in minutes

Sep 01, 2026

Cutting through the ETF noise is a key 2026 challenge for advisors

Sep 01, 2026

Hightower taps Dispatch to unify client data across Signature Wealth platform

Sep 01, 2026

MAI Capital names Amy Brady managing partner to lead AI and growth push

Sep 01, 2026

Oppenheimer adds ex-UNC basketball star to North Carolina athlete advisory team